Wikilix
Licence record

upstox: SEC licence INZ000315837

Issuing authority
Securities and Exchange Commission
Jurisdiction
India
Licence type
Dealing in securities

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Sep 7, 2026

Licence Verification Record

Securities and Exchange Commission INZ000315837

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
upstox
Issuing authority
Securities and Exchange Commission
Jurisdiction
India
Licence type
Dealing in securities
Effective
Dec 1, 2023

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/upstox/licenses/securities-and-exchange-commission/inz000315837Fields on file 3 / 11

Open upstoxAll upstox licencesAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
India
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
INZ000315837
Licence type (Wikilix classification)
Dealing in securities
Effective from
Expires
No expiry shown
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is India.

Full name
Securities and Exchange Commission
Jurisdiction
India
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how upstox applies it.
The holder

Who holds this licence

The licence above is recorded against upstox. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
upstox
Based in
India
Wikilix score
42.3the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • RKSV COMMODITIES INDIA PRIVATE LIMITEDIndia · Reg. U65190DL2012PTC236371 · Sep 16, 2024
  • UPSTOX SECURITIES PRIVATE LIMITEDIndia · Reg. U65100DL2021PTC376860 · Feb 10, 2021
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Not specified in the provided context.
Upstox offers a maximum leverage of 1, indicating that it does not provide leveraged trading options beyond this level.
The minimum deposit amount for Upstox is zero USD, meaning there is no required minimum deposit to start trading with this broker.
Upstox offers customer support via live chat during business hours and email at support@upstox.com. They also maintain active social media channels including Facebook, Twitter, LinkedIn, Instagram, and YouTube for additional contact.
According to WIKILIX data, Upstox does not have a specified regulatory license. It operates in India but is listed as having no formal regulation. Users should consider this when assessing safety and compliance.
Licence INZ000315837 was issued by Securities and Exchange Commission (SEC), the financial authority for India.
upstox holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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