SFCHong KongTier 1Licence number
AAW261
View licence record- Licence holder
- Held by UTRADE
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for UTRADE
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
UTRADE has 2 licences on record with Wikilix, issued by one authority across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for UTRADE, strongest authority first.
2 records
- SFCHong KongTier 1
- SFCHong KongTier 1
Licence number
AHY424
View licence record- Licence holder
- Held by UTRADE
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by UTRADE
Answered from the register entries on this page.
Most Popular Questions
Yes, UOB Kay Hian does not accept clients from the USA, North Korea, Iran, and other sanctioned countries. Additionally, some funding methods have regional restrictions, such as no clients from the USA and EEA for bank transfers.
UOB Kay Hian offers customer support via phone at +852 2136 1818 and live chat during business hours. Support is available in English, and email support can be reached at clientservices@uobkayhian.com.hk. The broker's office is located at 6/f Harcourt House, 39 Gloucester Road, Hong Kong.
No deposit fees are specified for UOB Kay Hian's funding methods. However, cheque withdrawals may incur a handling fee of HKD 200 if a cheque image is not provided. Other withdrawal fees are not detailed in the provided context.
UOB Kay Hian supports several funding methods including bank transfer, electronic Direct Debit Authorization (eDDA), Faster Payment System (FPS), cheque deposits, GIRO, and PayNow for SGD deposits in Singapore. Minimum deposit amounts start at 150 USD, and withdrawals require a minimum of 300 USD.
The maximum leverage offered by UOB Kay Hian (Hong Kong) Ltd is 50. This leverage level applies to their trading accounts, allowing traders to control larger positions relative to their capital.
UOB Kay Hian (Hong Kong) Ltd is regulated by the Securities and Futures Commission (SFC) of Hong Kong, a tier 1 onshore regulator. The broker holds licenses for dealing in futures contracts and securities. Although there is no mandatory client fund insurance, strict fund segregation is enforced to protect client assets.
UTRADE has 2 licence records with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
UTRADE holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by UTRADE come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by UTRADE has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
UTRADE has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.