FCAUnited KingdomTier 1Licence number
FRN 951174
View licence record- Licence holder
- Held by WARWICK CAPITAL
- Licence type and regime
- Investment Advisory License
Not checkedUpdated
At a glance
Regulation on record for WARWICK CAPITAL
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 2
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
WARWICK CAPITAL has 2 licences on record with Wikilix, issued by 2 authorities across 2 jurisdictions. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for WARWICK CAPITAL, strongest authority first.
2 records
- FCAUnited KingdomTier 1
ASICAustraliaTier 1Licence number
406684
View licence record- Licence holder
- Held by WARWICK CAPITAL
- Licence type and regime
- Market Making(MM)
Not checkedUpdated
Protection
What this licence protects
FCA's own rules for the firms it authorises.
- Compensation schemeUp to £85000 (FSCS)
- Client money kept separate
- Negative balance protection
- Complaints routeFinancial Ombudsman Service
- Maximum leverage1:30
Frequently Asked Questions
Questions about the licences held by WARWICK CAPITAL
Answered from the register entries on this page.
Most Popular Questions
WARWICK CAPITAL provides customer support primarily in English via phone at +852 54837497. Live chat is not available, and no specific email or support portal details are provided. Support availability is during business hours.
Not specified in the provided context.
According to WIKILIX data, WARWICK CAPITAL offers trading in a variety of regulated financial instruments including Forex, stocks, funds, options, derivatives, bonds, commodities, loans, and retail investments. This range provides clients access to diverse markets under regulatory oversight.
WARWICK CAPITAL is regulated by the Australia Securities & Investment Commission (ASIC) and the United Kingdom's Financial Conduct Authority (FCA). Both regulators are onshore and tier 1, ensuring high standards of investor protection and compliance. The broker holds licenses for market making and investment advisory activities.
WARWICK CAPITAL has 2 licence records with Wikilix, issued by 2 authorities across 2 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
WARWICK CAPITAL holds licence records issued by FCA, ASIC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by WARWICK CAPITAL come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by WARWICK CAPITAL has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
WARWICK CAPITAL has licence records in United Kingdom, Australia. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.