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Licence record

Yuanta licences

3 licences are on record for Yuanta. None has been checked against an official register yet.

Back to Yuanta
At a glance

Regulation on record for Yuanta

Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.

Licences on record
3
Issuing authorities
1
From tier-1 or tier-2 authorities
3
Found on an official register
0

Yuanta has 3 licences on record with Wikilix, issued by one authority across one jurisdiction. 3 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.

Issuing authorities

Jurisdictions

Licence record

Licences on record

Every licence on record for Yuanta, strongest authority first.

3 records
A licence we could not confirm, or one a register has closed, is listed with that finding rather than left out.
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how Yuanta applies it.
Frequently Asked Questions

Questions about the licences held by Yuanta

Answered from the register entries on this page.

Most Popular Questions
Yuanta Securities provides customer support via phone at +852 3555 7878 and live chat during business hours. Support is available in English, and the company’s office is located at 23/F, One Harbourfront, 18 Hung Luen Road, Hong Kong.
Yes — Yuanta Securities (Hong Kong) does require KYC verification for account opening: you must submit identity documents and proof of address.
Yuanta supports local bank transfers, cheque deposits, CHATS/RTGS wire transfers, and overseas remittances. Most deposit methods have no fees from Yuanta, but third-party bank fees may apply, and processing times vary from same business day to 1–2 business days.
Yuanta Securities offers a maximum leverage of 10:1 for trading. This leverage level is consistent with regulatory limits set by the Hong Kong Securities and Futures Commission.
According to WIKILIX data, Yuanta offers trading in forex, stocks, derivatives, securities, and futures. These instruments are regulated under their licenses issued by the Hong Kong Securities and Futures Commission.
Yuanta Securities (Hong Kong) Co., Ltd is regulated by the Securities and Futures Commission (SFC) of Hong Kong, a tier 1 global regulator. The broker operates under strict fund segregation rules but does not have mandatory client fund insurance. It is prohibited from serving clients in the USA, North Korea, Iran, and other sanctioned countries.
Yuanta has 3 licence records with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Yuanta holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
3 of the licence records held by Yuanta come from tier-1 or tier-2 authorities (3 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 3 licence records held by Yuanta has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Yuanta has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.
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