Wikilix
Licence record

CFFEX licence AAV882

Holder
UBS
Jurisdiction
China
Licence type
Dealing in futures contracts

This is Wikilix's record of a licence issued by China Financial Futures Exchange. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Jul 27, 2026

Licence Verification Record

China Financial Futures Exchange AAV882

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
China Financial Futures Exchange
Holder
UBS Group AG
Jurisdiction
China
Licence type
Dealing in futures contracts

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/china-financial-futures-exchange/ubs/aav882Fields on file 2 / 11

Open UBSAbout CFFEX
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
China
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
AAV882
Licence type (Wikilix classification)
Dealing in futures contracts
The authority

About CFFEX

China Financial Futures Exchange is the authority that issued this licence, and the jurisdiction it applies in is China.

Full name
China Financial Futures Exchange
Jurisdiction
China
Strength
Not availableThe strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2006
Oversight
A government or statutory body
Firms we track under it
136 firms
Licences it issues
Not available
Typical cost of a licence
Not specified
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

CFFEX's own rules for the firms it authorises.

  • Compensation schemeDeposit insurance covers up to CNY 500,000 per depositor
  • Complaints routeExchange rules
  • Maximum leverage1:7
This describes the authority's regime, not how UBS applies it.
The holder

Who holds this licence

The licence above is recorded against UBS. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
UBS Group AG
Based in
Switzerland
Wikilix score
59.0the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • UBS Group AGSwitzerland · Reg. 1184151 · May 21, 2005
  • UBS SECURITIES HONG KONG LIMITEDHong Kong · Reg. 0177404 · Oct 31, 1986
  • UBS SECURITIES ASIA LIMITEDHong Kong · Reg. 0120100 · Dec 23, 1982
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences UBS holds

One other licence is on record for UBS.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
UBS offers customer support with live chat available during business hours. Support is provided in English, and users can access contact options through the UBS global contact page. No specific response time guarantee is mentioned.
UBS offers a maximum leverage of 1:1 according to the trading conditions provided. However, regulatory licenses in Hong Kong allow leverage up to 13:1 and in China up to 7:1, but the broker's current maximum leverage is limited to 1.
UBS supports several funding methods including bank transfers, debit and credit cards, cash deposits, and sweep programs. Processing times vary from instant for debit cards to several days for bank transfers. Withdrawal fees may apply, such as CHF 2 per withdrawal at UBS ATMs in Switzerland and a $25 fee for some savings account withdrawals.
Not specified in the provided context.
According to WIKILIX, UBS Group AG is regulated by the China Financial Futures Exchange (CFFEX) and the Securities and Futures Commission (SFC) in Hong Kong. These regulators are government-authorized and provide onshore regulation with client fund protections and complaint mechanisms. UBS holds licenses for dealing in futures contracts in both China and Hong Kong.
Licence AAV882 was issued by China Financial Futures Exchange (CFFEX), the financial authority for China.
UBS holds this CFFEX licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the CFFEX register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates CFFEX tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
UBS has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
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