SFCHong KongTier 1Licence number
BIN466
View licence record- Licence holder
- Held by UBS
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
At a glance
Regulation on record for UBS
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 2
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
UBS has 2 licences on record with Wikilix, issued by 2 authorities across 2 jurisdictions. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Licence record
Licences on record
Every licence on record for UBS, strongest authority first.
2 records
- SFCHong KongTier 1
CFFEXChinaTier 1Licence number
AAV882
View licence record- Licence holder
- Held by UBS
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by UBS
Answered from the register entries on this page.
Most Popular Questions
UBS offers customer support with live chat available during business hours. Support is provided in English, and users can access contact options through the UBS global contact page. No specific response time guarantee is mentioned.
UBS offers a maximum leverage of 1:1 according to the trading conditions provided. However, regulatory licenses in Hong Kong allow leverage up to 13:1 and in China up to 7:1, but the broker's current maximum leverage is limited to 1.
UBS supports several funding methods including bank transfers, debit and credit cards, cash deposits, and sweep programs. Processing times vary from instant for debit cards to several days for bank transfers. Withdrawal fees may apply, such as CHF 2 per withdrawal at UBS ATMs in Switzerland and a $25 fee for some savings account withdrawals.
Not specified in the provided context.
According to WIKILIX, UBS Group AG is regulated by the China Financial Futures Exchange (CFFEX) and the Securities and Futures Commission (SFC) in Hong Kong. These regulators are government-authorized and provide onshore regulation with client fund protections and complaint mechanisms. UBS holds licenses for dealing in futures contracts in both China and Hong Kong.
UBS has 2 licence records with Wikilix, issued by 2 authorities across 2 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
UBS holds licence records issued by SFC, CFFEX. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by UBS come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by UBS has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
UBS has licence records in Hong Kong, China. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.