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Licence record

FI licence 11144

Holder
Carnegie
Last checked
Sep 17, 2026

This is Wikilix's record of a licence issued by Finansinspektionen (Swedish Financial Supervisory Authority). It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Sep 17, 2026

Licence Verification Record

Finansinspektionen (Swedish Financial Supervisory Authority) 11144

Wikilix read the FI register on Sep 17, 2026. This is what it said.

Issuing authority
Finansinspektionen (Swedish Financial Supervisory Authority)
Holder
DNB Carnegie Investment Bank AB (publ)
Name on the register
DNB Carnegie Investment Bank AB
Effective
Nov 28, 2003
Register status
active
Permissions
16. Annan förmögenhetsskada (direkt), [2 kap. 11 § försäkringsrörelselagen (2010:2043)] · VP-inst, DPE - aktier: Anmälan som utsedd publiceringsenhet för vissa klasser av finansiella instrument enligt artikel 21 a i Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och ändring av förordning (EU) nr 648/2012 (Mifir). · VP-inst, DPE – depåbevis: Anmälan som utsedd publiceringsenhet för vissa klasser av finansiella instrument enligt artikel 21 a i Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och ändring av förordning (EU) nr 648/2012 (Mifir). · VP-inst, DPE – obligationer: Anmälan som utsedd publiceringsenhet för vissa klasser av finansiella instrument enligt artikel 21 a i Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och ändring av förordning (EU) nr 648/2012 (Mifir). · Tillstånd att registreras som förvaltare av fondandelar, enligt lag (2004:46) om värdepappersfonder 4 kap. 12 § eller lag (2013:561) om förvaltare av alternativa investeringsfonder 12 kap. 5 § · Mottagande och vidarebefordran av order beträffande finansiella instrument, enligt 2 kap. 1 § 1 p. lagen [2007:528] om värdepappersmarknaden · Utförande av order beträffande finansiella instrument på kunders uppdrag, enligt 2 kap. 1 § 2 p. lagen [2007:528] om värdepappersmarknaden · Handel med finansiella instrument för egen räkning, enligt 2 kap. 1 § 3 p. lagen [2007:528] om värdepappersmarknaden · Diskretionär portföljförvaltning beträffande finansiella instrument, enligt 2 kap. 1 § 4 p. lagen [2007:528] om värdepappersmarknaden · Investeringsrådgivning till kund beträffande finansiella instrument, enligt 2 kap. 1 § 5 p. lagen [2007:528] om värdepappersmarknaden · Garantigivning och placering av finansiella instrument med fast åtagande, enligt 2 kap. 1 § 6 p. lagen [2007:528] om värdepappersmarknaden · Placering av finansiella instrument utan fast åtagande, enligt 2 kap. 1 § 7 p. lagen [2007:528] om värdepappersmarknaden · Ia) Livförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)] · Ib) Tilläggsförsäkring till livförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)] · IIa) Giftermålsförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)] · IIb) Födelseförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)] · III. Försäkring anknuten till värdepappersfonder (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)] · IV. Lång olycksfall- och sjukförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)] · 1. Olycksfall (direkt), [2 kap. 11 § försäkringsrörelselagen (2010:2043)] · 2. Sjukdom (direkt), [2 kap. 11 § försäkringsrörelselagen (2010:2043)]

Checked Sep 17, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/finansinspektionen-swedish-financial-supervisory-authority/carnegie-se/11144Fields on file 9 / 11

Open CarnegieAbout FI
Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
Not recorded
Last checked
Sep 17, 2026
Register says
active

Finding

Investment-firm authorisation under the Swedish Securities Market Act (2007:528): reception and transmission of orders, execution on behalf of clients, dealing on own account, discretionary portfolio management, investment advice, and underwriting and placing of financial instruments. Client protection: Strong. MiFID II investor protection, with client securities covered by the Swedish investor-protection scheme.. Effective: 1 Nov 2007.

Exhibit

Register screenshot, captured Sep 17, 2026

Verification note

Confirmed on the FI-Sweden register as DNB Carnegie Investment Bank AB (Banking companies (limited liability company)). Corporate ID number "516406-0138" printed on the register record equals the corporates[] registrationNumber of "DNB Carnegie Investment Bank AB (publ)" (Sweden), the register's own jurisdiction; independently corroborated by the record's "FI identification number 11144", which equals the number stored on our licence row ("FI institution number 11144 (corporate ID 516406-0138)")

The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
11144
Issued to
DNB Carnegie Investment Bank AB
Register status
active
Effective from
Expires
No expiry shown
Permissions
16. Annan förmögenhetsskada (direkt), [2 kap. 11 § försäkringsrörelselagen (2010:2043)]VP-inst, DPE - aktier: Anmälan som utsedd publiceringsenhet för vissa klasser av finansiella instrument enligt artikel 21 a i Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och ändring av förordning (EU) nr 648/2012 (Mifir).VP-inst, DPE – depåbevis: Anmälan som utsedd publiceringsenhet för vissa klasser av finansiella instrument enligt artikel 21 a i Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och ändring av förordning (EU) nr 648/2012 (Mifir).VP-inst, DPE – obligationer: Anmälan som utsedd publiceringsenhet för vissa klasser av finansiella instrument enligt artikel 21 a i Europaparlamentets och rådets förordning (EU) nr 600/2014 av den 15 maj 2014 om marknader för finansiella instrument och ändring av förordning (EU) nr 648/2012 (Mifir).Tillstånd att registreras som förvaltare av fondandelar, enligt lag (2004:46) om värdepappersfonder 4 kap. 12 § eller lag (2013:561) om förvaltare av alternativa investeringsfonder 12 kap. 5 §Mottagande och vidarebefordran av order beträffande finansiella instrument, enligt 2 kap. 1 § 1 p. lagen [2007:528] om värdepappersmarknadenUtförande av order beträffande finansiella instrument på kunders uppdrag, enligt 2 kap. 1 § 2 p. lagen [2007:528] om värdepappersmarknadenHandel med finansiella instrument för egen räkning, enligt 2 kap. 1 § 3 p. lagen [2007:528] om värdepappersmarknadenDiskretionär portföljförvaltning beträffande finansiella instrument, enligt 2 kap. 1 § 4 p. lagen [2007:528] om värdepappersmarknadenInvesteringsrådgivning till kund beträffande finansiella instrument, enligt 2 kap. 1 § 5 p. lagen [2007:528] om värdepappersmarknadenGarantigivning och placering av finansiella instrument med fast åtagande, enligt 2 kap. 1 § 6 p. lagen [2007:528] om värdepappersmarknadenPlacering av finansiella instrument utan fast åtagande, enligt 2 kap. 1 § 7 p. lagen [2007:528] om värdepappersmarknadenIa) Livförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)]Ib) Tilläggsförsäkring till livförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)]IIa) Giftermålsförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)]IIb) Födelseförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)]III. Försäkring anknuten till värdepappersfonder (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)]IV. Lång olycksfall- och sjukförsäkring (direkt), [2 kap. 12 § försäkringsrörelselagen (2010:2043)]1. Olycksfall (direkt), [2 kap. 11 § försäkringsrörelselagen (2010:2043)]2. Sjukdom (direkt), [2 kap. 11 § försäkringsrörelselagen (2010:2043)]
Registered address
103 38 Stockholm, Sverige
The authority

About FI

Finansinspektionen (Swedish Financial Supervisory Authority) is the authority that issued this licence. No jurisdiction is recorded for it.

Full name
Finansinspektionen (Swedish Financial Supervisory Authority)
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Firms we track under it
0 firms
The holder

Who holds this licence

The licence above is recorded against Carnegie. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
DNB Carnegie Investment Bank AB (publ)
Named on the register
DNB Carnegie Investment Bank AB
Based in
Sweden
Operating
Above 20 years
Wikilix score
63.0the firm’s overall score, not a rating of this licence

Wikilix records Carnegie as having no regulation on file. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • DNB Carnegie Investment Bank AB (publ)Sweden · Reg. 516406-0138 · Dec 30, 2003
  • DNB Carnegie Investment Bank AB (UK establishment)United Kingdom · Reg. FC018658 / BR003022 · Jul 1, 1995
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences Carnegie holds

One other licence is on record for Carnegie.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions

The main site's link for its UK operation redirects to a carnegie.co.uk address that does not currently resolve; both a plain request and a full browser were tried. The firm's UK establishment remains registered and active at Companies House, so this appears to be an unmaintained domain rather than a closed operation, but the broken link is worth noting for anyone approaching through the UK page.

By telephone on +46 8 588 688 00, by email to the private banking desk at privatbank@carnegie.se, through the contact form at carnegie.se/en/contact-2/, or in person at one of the four Swedish offices. There is no live chat and no published response-time commitment.

The site states operations in Sweden, Norway, Denmark, Finland, the United Kingdom and the United States. It publishes no restricted-country list, and no onboarding country selector exists to read, so no jurisdiction has been recorded as either accepted or refused. Absence of a published restriction is not acceptance.

Its head office is Regeringsgatan 56, SE-103 38 Stockholm. The contact page also lists offices in Gothenburg (Sankt Eriksgatan 6), Malmo (Stortorget 9) and Linkoping (Tanneforsgatan 3). Its UK establishment is registered at Finwell House, 26 Finsbury Square, London EC2A 1DS.

Nothing found in this review supports that. The legal entity is named openly, is confirmed active on an authoritative corporate record with a matching company number and address, and has a UK establishment on the register since 1995. The accurate finding is that it is not a retail forex or CFD broker, so it should not be judged by that yardstick at all.

No spread, commission or fee schedule is published. Pricing is evidently agreed per mandate. The absence of published pricing makes the offering impossible to compare against a retail broker's cost table, and a prospective client should request the schedule in writing.

The site publishes no deposit or withdrawal methods, fees, limits or processing times. This is not a retail funding model, so no timeframe can be stated.

There is no online self-service registration. The site directs prospective clients to a contact and expression-of-interest form, after which the relationship is established through the firm directly.

No retail trading terminal such as MetaTrader 4, MetaTrader 5 or cTrader is advertised on the site. What is offered to existing clients is a private banking portal and a research platform, both behind a login.

No leverage figures are published anywhere on the site, because no leveraged retail trading product is offered. Any figure quoted for this brand elsewhere is not supported by the firm's own disclosures.

None is published. The website states no minimum deposit, no account tiers and no funding terms, which is consistent with a relationship-based institutional and private banking model rather than a self-service retail account.

The operating entity is DNB Carnegie Investment Bank AB (publ), Swedish company number 516406-0138, registered in Stockholm. The GLEIF record for LEI 529900BR5NZNQZEVQ417 confirms the entity as active under that number, with Carnegie Investment Bank AB as its previous legal name. The website announced in March 2025 that the group's acquisition by DNB Bank ASA had completed.

No forex or CFD trading licence could be confirmed for this firm in this review, and its website does not publish a supervision statement or a register verification link on the pages read. That is not the same as a firm claiming a licence it does not hold: it makes no retail trading licence claim at all. Its UK presence is on the Companies House register as an overseas company recorded as a credit or financial institution, and its terms reference the Swedish state deposit guarantee and the Investor Protection Act, but neither of those is a forex licence. Anyone considering its services should ask the firm directly for its permissions.

No. Carnegie is the brand of DNB Carnegie Investment Bank AB (publ), a Swedish investment bank. Its published business lines are investment banking, institutional securities research, brokerage and sales trading, equity capital market transactions, fixed income, and private banking. No retail foreign exchange or CFD product appears anywhere on its website.

Licence 11144 was issued by Finansinspektionen (Swedish Financial Supervisory Authority) (FI), the financial authority for .
Carnegie holds this FI licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the FI register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
The FI register prints it under DNB Carnegie Investment Bank AB, not Carnegie. Licences are often held by a subsidiary rather than the trading brand, which is why searching a register for the brand alone can return nothing.
Wikilix rates FI tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the FI register. Search it for 11144, and for the name DNB Carnegie Investment Bank AB rather than the trading brand.
Carnegie has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
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