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  1. Regulators
  2. /
  3. FI
N/A
Onshore

FIFinansinspektionen (Swedish Financial Supervisory Authority)

  • AboutReading now
  • Overview metrics
  • Advanced metrics
  • Performance
  • Licensed brokers
Report progress
Total sections5
Read1
AboutOverview metricsAdvanced metricsPerformanceLicensed brokers

About this information

The details on this page about Finansinspektionen (Swedish Financial Supervisory Authority) were compiled from the regulator’s own official documents, its website and other public sources, and are presented as neutral, factual guidance.

If you believe something here is inaccurate, or you spot a critical problem, please let us know via Contact us.

Country
Unknown
Jurisdiction
Self-Regulated Authority
Established in
N/A
Official website not available for this regulator
License search is not available for this regulator

Performance Metrics

Regulator Performance Overview

0
Overall Rating
0
Licensed Brokers
N/A
Transparency Index
Tier 1
Global Tier

Overview

Key Performance Indicators

Total Rating

0

Total cumulative score across all categories
Average Rating

0

Average score across all performance metrics
Years Active

N/A

Years of regulatory operation
Active Licenses

0

Currently active licenses
Regulated Instruments

0

Types of financial instruments
Geographical Coverage

1

Countries under jurisdiction

Client Protection Details

Client Fund Insurance

Insurance coverage protecting client deposits and funds

✗
Status:Contact regulator for specific details

Account Managed Separately

Requirement for client funds to be held separately from company funds

✗
Status:Not Supported

Operational Metrics

compliance
Transparency Level

N/A

market
Market Position

Tier 1

Compliance Status

IOSCO Membership
Member of International Organization of Securities Commissions
✗ Not Available
FATF Membership
Financial Action Task Force compliance
✗ Not Available

Advanced Metrics

Licensing Information

License Types
Types of licenses available from this regulator

Not specified

Cost to Obtain
Estimated costs for obtaining a license

Contact regulator for specific details

Regulatory Performance Scores

Detailed assessment of regulatory capabilities and effectiveness

Below Average
0SCORE
Overall Rating
0
Excellent
0
Excellence Rate
0
Highest Score

Regulatory Support Features

Negative Balance Protection
Not Supported
Investment Professional
Not Supported
Account Managed Separately
Not Supported

Core Performance Metrics

Detailed breakdown of the 6 key regulatory performance indicators

License Value

Value and prestige of licenses issued by this regulator

0
out of 100
Needs Improvement

Performance Summary

This regulator shows below average performance with an overall score of 0.

Strongest performance in License Value

Global Tier: tier1

0
Overall
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Negative Balance Protection

Protection against negative account balances in trading

✗
Status:Not Supported

Investment Professional Support

Access to qualified investment professionals and advisory services

✗
Status:Not Available
regulatory
Regulatory Approach

Self-regulated

Coverage
Prohibited Countries

Not specified

Fund Insurance
Client fund protection schemes available
✗ Not Available
Account Managed Separately
Mandatory client account segregation
✗ Not Available

Geographic Coverage

Primary Jurisdiction
Main regulatory jurisdiction and headquarters

Unknown

Coverage Area
Geographic areas where this regulator has jurisdiction

National only

Prohibited Countries
Countries where regulatory activities are prohibited

None specified

Regulatory Features

Business Models Permitted
Types of business models allowed under this regulator

Standard regulatory framework

Public License Lookup
Availability of public license verification system

Not Available

Complaint Mechanism
Process for filing complaints against regulated entities

Contact regulator directly

Trading Information

Highest Leverage
Maximum leverage ratio permitted by this regulator

Not specified

Regulated Financial Instruments
Financial instruments authorized for trading under this regulatory framework

Information not available

Trading Limits
Restrictions and limits imposed on trading activities

Contact regulator for details

International Memberships

IOSCO Membership

International Organization of Securities Commissions

Not a Member

Member of the global body that brings together the world's securities regulators

FATF Membership

Financial Action Task Force

Not a Member

Member of the inter-governmental body that sets standards for combating money laundering

0
Above Average
Regulatory

Effectiveness of regulatory framework and enforcement

0
out of 100
Needs Improvement
Institutional

Institutional strength and organizational capability

0
out of 100
Needs Improvement
Risk Management

Risk assessment and management protocols

0
out of 100
Needs Improvement
Investment Protection

Investor protection measures and safeguards

0
out of 100
Needs Improvement
Client Fund Insurance Rating

Client fund protection and insurance coverage

0
out of 100
Needs Improvement
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About Finansinspektionen (Swedish Financial Supervisory Authority)

No Description Available

This regulator does not have a detailed description available at the moment.

Contact Information

No contact information is currently available for this regulator.

Licensed Brokers

Brokers authorized and regulated by this authority

1 Licensed Brokers
View All Licensed Brokers
Carnegie logo

Carnegie

DNB Carnegie Investment Bank AB (publ)

4
No Regulation
Sweden
Est. 2003
FI
Performance Metrics (1 factors)
Regulation
4
License
N/A
Software
N/A
Spread
N/A
Maximum Leverage: N/A
Platforms: N/A
Regulated in:
United Kingdom flagUnited Kingdom
View Details