Wikilix
Licence record

SEC licence 801-130171

Holder
Haven Capital
Jurisdiction
United States
Licence type
Investment Advisory License

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Jul 27, 2026

Licence Verification Record

Securities and Exchange Commission 801-130171

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Securities and Exchange Commission
Holder
Haven Capital
Jurisdiction
United States
Licence type
Investment Advisory License

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/securities-and-exchange-commission/haven-capital/801-130171Fields on file 2 / 11

Open Haven CapitalAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
801-130171
Licence type (Wikilix classification)
Investment Advisory License
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
Securities and Exchange Commission
Jurisdiction
United States
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how Haven Capital applies it.
The holder

Who holds this licence

The licence above is recorded against Haven Capital. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Haven Capital
Based in
Saint Vincent and the Grenadines
Wikilix score
41.4the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • Haven Capital Group LLCUnited States · Reg. 2024-001457949 · Feb 20, 2024
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Haven Capital offers 24/7 live chat support and email support through support@havencapitalgrp.com. Customer support is available in English to assist clients with their inquiries.
The broker offers a maximum leverage of 2000. This leverage level allows traders to control larger positions relative to their account balance.
Haven Capital accepts deposits and withdrawals via MasterCard, Visa, PayPal, local cards, Bitcoin, Tether (USDT), and bank transfers. Deposits are processed quickly, and withdrawals are typically instant or completed within 24-48 hours after verification, with a minimum amount of 25 USD.
Haven Capital provides access to the MetaTrader 5 platform, which supports desktop, web, and web trader versions. MetaTrader 5 is a multi-asset platform known for advanced analytics, faster execution, and algorithmic trading tools.
Haven Capital is regulated by the United States Securities and Exchange Commission (SEC) under an Investment Advisory License. Client funds are protected by SIPC insurance, which covers up to $500,000 per customer, including $250,000 in cash. The broker operates under onshore regulation with public license lookup available.
Licence 801-130171 was issued by Securities and Exchange Commission (SEC), the financial authority for United States.
Haven Capital holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
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