Wikilix
Licence record

SEC licence recorded for UniCredit

Holder
UniCredit
Jurisdiction
United States
Licence type
Financial Service

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Jul 27, 2026

Licence Verification Record

Securities and Exchange Commission No number on the register

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Securities and Exchange Commission
Holder
UniCredit Bank GmbH
Jurisdiction
United States
Licence type
Financial Service

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/securities-and-exchange-commission/unicredit/licence-2707Fields on file 1 / 11

Open UniCreditAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence type (Wikilix classification)
Financial Service
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
Securities and Exchange Commission
Jurisdiction
United States
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how UniCredit applies it.
The holder

Who holds this licence

The licence above is recorded against UniCredit. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
UniCredit Bank GmbH
Based in
France
Wikilix score
71.8the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • UNICREDIT BANK GMBHFrance · Reg. 389505975 · Jul 15, 2020
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences UniCredit holds

6 other licences are on record for UniCredit.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Leverage limits vary by jurisdiction for UniCredit clients, with maximum leverage up to 30:1 in Germany and Italy, 30:1 in the UK, 25:1 in Japan, and 20:1 in Singapore. These limits comply with local regulatory requirements and are designed to manage trading risk.
UniCredit supports several funding methods including domestic and SEPA bank transfers, international wire transfers, cash deposits at branches, ATM cash withdrawals, and card payments. Fees and processing times vary by method and country, with some transfers being free in certain countries. Third-party e-wallets and cryptocurrency are not supported.
UniCredit provides access to the cTrader platform, which is designed for professional traders. cTrader supports desktop, web, and mobile trading with advanced charting, automated trading capabilities, and fast execution. It is developed by Spotware Systems Ltd and is actively supported.
UniCredit Bank GmbH is regulated by multiple tier-1 financial authorities including BaFin in Germany and the FCA in the UK. It operates under onshore licenses with high transparency and client fund insurance up to €20,000 in some jurisdictions. The broker complies with strict regulatory standards and has mechanisms for complaints through official regulators.
UniCredit holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
UniCredit has 6 other licences on record with Wikilix, across 6 jurisdictions. They are listed further down this page.
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