Wikilix
Licence record

SEC licence 129/QD-UBCK

Holder
VPS
Jurisdiction
Vietnam
Licence type
Dealing in securities

This is Wikilix's record of a licence issued by Securities and Exchange Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Sep 7, 2026

Licence Verification Record

Securities and Exchange Commission 129/QD-UBCK

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
Securities and Exchange Commission
Holder
VPS Securities
Jurisdiction
Vietnam
Licence type
Dealing in securities

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/securities-and-exchange-commission/vps/129-qd-ubckFields on file 2 / 11

Open VPSAbout SEC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Vietnam
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
129/QD-UBCK
Licence type (Wikilix classification)
Dealing in securities
The authority

About SEC

Securities and Exchange Commission is the authority that issued this licence, and the jurisdiction it applies in is Vietnam.

Full name
Securities and Exchange Commission
Jurisdiction
Vietnam
Strength
Tier 1 (securities)The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1936
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker-dealer; investment adviser
Typical cost of a licence
Varies; FINRA and SEC registration fees
Public register
Searchable by the public
Transparency
Medium
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how VPS applies it.
The holder

Who holds this licence

The licence above is recorded against VPS. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
VPS Securities
Based in
Vietnam
Wikilix score
42.4the firm’s overall score, not a rating of this licence
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
The maximum leverage offered by VPS Securities is not specified in the provided context. Additionally, no information about available trading platforms is provided.
VPS Securities offers customer support via live chat during business hours and email support in English. They provide phone support with an international number and have multiple office addresses in Hanoi. No specific response time guarantee is mentioned.
Proprietary Platforms Only: • VPS SmartOne — primary financial investment & trading app/web. • VPS SmartPro — specialized for derivative securities. • VPS SmartEasy — simulated derivatives trading/testing environment.
VPS Securities supports multiple funding methods including bank transfers, credit/debit cards, e-wallets, cryptocurrency, and local payment options. Deposits and withdrawals generally have no fees, with minimum deposit amounts starting at 100 USD. Processing times vary from instant for cards and e-wallets to a few days for bank transfers.
VPS Securities is regulated by the Securities and Exchange Commission (SEC) of Vietnam. It holds a license for dealing in securities and operates under onshore regulation. the SEC provides a high transparency level and investor protection fund coverage up to PHP 500,000 per investor.
Licence 129/QD-UBCK was issued by Securities and Exchange Commission (SEC), the financial authority for Vietnam.
VPS holds this SEC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SEC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SEC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
Still Need Help?

Can't find what you're looking for?

Our support team is here to help you get the answers you need.