Wikilix
Licence record

FINRA licence CRD #17912

Holder
SogoTrade
Jurisdiction
United States
Licence type
Dealing in securities

This is Wikilix's record of a licence issued by The Financial Industry Regulatory Authority. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Aug 4, 2026

Licence Verification Record

The Financial Industry Regulatory Authority CRD #17912

Recorded from the firm's own disclosure. Not yet checked against the register.

Issuing authority
The Financial Industry Regulatory Authority
Jurisdiction
United States
Licence type
Dealing in securities

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/licenses/the-financial-industry-regulatory-authority/sogotrade/crd-17912Fields on file 2 / 11

Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
CRD #17912
Licence type (Wikilix classification)
Dealing in securities
The authority

About FINRA

The Financial Industry Regulatory Authority is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
The Financial Industry Regulatory Authority
Jurisdiction
United States
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2007
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker‑Dealer (SRO) Membership
Typical cost of a licence
USD 150000+
Public register
No public register published
Transparency
High
Protection

What this licence protects

FINRA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Complaints routeFINRA Arbitration
  • Maximum leverage1:50
This describes the authority's regime, not how SogoTrade applies it.
The holder

Who holds this licence

The licence above is recorded against SogoTrade. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
SogoTrade, Inc
Based in
United States
Wikilix score
59.6the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • SogoTrade, Inc.United States · Reg. F01209299 · Oct 10, 2018
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences SogoTrade holds

One other licence is on record for SogoTrade.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
SogoTrade offers customer support via phone, live chat during business hours, and email. Support is available in English, and contact details include a U.S. phone number and a dedicated support email address.
The provided context does not specify any trading platforms offered by SogoTrade.
Not specified in the provided context.
SogoTrade supports ACH transfers, bank wire transfers, credit/debit cards, check deposits, and cryptocurrency trading. There are no deposit fees charged by the broker, but some payment methods may have processing times or external fees.
According to WIKILIX data, SogoTrade, Inc is not regulated by any financial authority. Users should consider this when evaluating the safety of their funds and trading activities with this broker.
Licence CRD #17912 was issued by The Financial Industry Regulatory Authority (FINRA), the financial authority for United States.
SogoTrade holds this FINRA licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the FINRA register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates FINRA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
SogoTrade has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
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