FINRAUnited StatesTier 1Licence number
CRD #17912
View licence record- Licence holder
- Held by SogoTrade
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for SogoTrade
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 2
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
SogoTrade has 2 licences on record with Wikilix, issued by 2 authorities across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for SogoTrade, strongest authority first.
2 records
- FINRAUnited StatesTier 1
SECUnited StatesTier 1Licence number
8-35930
View licence record- Licence holder
- Held by SogoTrade
- Licence type and regime
- Dealing in securities
Not checkedUpdated
Protection
What this licence protects
FINRA's own rules for the firms it authorises.
- Compensation schemeUp to USD 500000 (SIPC)
- Complaints routeFINRA Arbitration
- Maximum leverage1:50
Frequently Asked Questions
Questions about the licences held by SogoTrade
Answered from the register entries on this page.
Most Popular Questions
SogoTrade offers customer support via phone, live chat during business hours, and email. Support is available in English, and contact details include a U.S. phone number and a dedicated support email address.
The provided context does not specify any trading platforms offered by SogoTrade.
Not specified in the provided context.
SogoTrade supports ACH transfers, bank wire transfers, credit/debit cards, check deposits, and cryptocurrency trading. There are no deposit fees charged by the broker, but some payment methods may have processing times or external fees.
According to WIKILIX data, SogoTrade, Inc is not regulated by any financial authority. Users should consider this when evaluating the safety of their funds and trading activities with this broker.
SogoTrade has 2 licence records with Wikilix, issued by 2 authorities across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
SogoTrade holds licence records issued by FINRA, SEC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by SogoTrade come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by SogoTrade has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
SogoTrade has licence records in United States. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.