The record for SECP has not been filled in yet. The facts below are what Wikilix holds so far.
PakistanUnder SECP rules, client money at a licensed firm is covered by a compensation scheme, and a dispute the firm will not settle can go to the SECP's Service Desk Management System, reachable by online portal, email and a toll-free line, or arbitration under the Pakistan Stock Exchange framework.
SECP publishes a public register of the firms it licenses (SECP's list of registered intermediaries, which includes every licensed securities broker). Search it for the broker's name or licence number before you deposit, and check that the entry's permissions cover the service you are being sold.
A complaint that a firm licensed by SECP will not settle goes to the SECP's Service Desk Management System, reachable by online portal, email and a toll-free line, or arbitration under the Pakistan Stock Exchange framework. Complain to the firm in writing first and keep the reply.
One broker on the Wikilix record holds a licence from SECP.
The details on this page about Securities and Exchange Commission of Pakistan were compiled from the regulator’s own official documents, its website and other public sources, and are presented as neutral, factual guidance.
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