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The Securities Commission of The Bahamas official logo
Onshore

The Securities Commission of The Bahamas

Country
Bahamas
Jurisdiction
Government Reg.
Established in
1995
Forex Regulation

Performance Metrics

Regulator Performance Overview

Performance chart: 1: License Value 70%, 2: Regulatory Framework 70%, 3: Institutional Strength 65%, 4: Risk Management 65%, 5: Investment Protection 50%, 6: Fund Insurance 40%
License Value
70%Good
Regulatory Framework
70%Good
Institutional Strength
65%Good
Risk Management
65%Good
Overall Performance:Fair (60.0%)
60
Overall Rating
10
Licensed Brokers
Public register
Transparency Index
Tier 3
Global Tier
IOSCO Member
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Call us123 456 7890329 Queensberry Street, North Melbourne VIC
3051, Australia.
[email protected]

Key Performance Indicators

Total Rating

360

Total cumulative score across all categories
Average Rating

60

Average score across all performance metrics
Years Active

31

Years of regulatory operation
Active Licenses

10

Currently active licenses
Regulated Instruments

6

Types of financial instruments
Geographical Coverage

1

Countries under jurisdiction

Client Protection Details

Client Fund Insurance

Insurance coverage protecting client deposits and funds

βœ“
Status:Deposit insurance covers up to B$50,000 per depositor
Coverage: Deposit insurance covers up to B$50,000 per depositor

Account Managed Separately

Requirement for client funds to be held separately from company funds

βœ“

Operational Metrics

compliance
Transparency Level

Public register

market
Market Position

Tier 3

Compliance Status

IOSCO Membership
Member of International Organization of Securities Commissions
βœ“ Compliant
FATF Membership
Financial Action Task Force compliance
βœ— Not Available

Regulatory Performance Scores

Detailed assessment of regulatory capabilities and effectiveness

Below Average
60SCORE
Overall Rating
0
Excellent
0
Excellence Rate
70
Highest Score

Regulatory Support Features

Negative Balance Protection
Supported
Investment Professional
Not Supported
Account Managed Separately
Supported

Core Performance Metrics

Detailed breakdown of the 6 key regulatory performance indicators

License Value

Value and prestige of licenses issued by this regulator

70
out of 100
Good

Performance Summary

This regulator shows below average performance with an overall score of 60.

Strongest performance in License Value

Transparency Level: Public register

Global Tier: tier3

IOSCO Member
60
Overall

About The Securities Commission of The Bahamas

No Description Available

This regulator does not have a detailed description available at the moment.

Contact Information

website icon

Main Site

https://www.scb.gov.bs/
live chat icon

Live chat

https://www.scb.gov.bs/wp-content/upload...
hotline number

Hotline

(242) 397-4100
at icon

Email

[email protected]

Instruments and Trading Limits

Regulated financial instruments

Forex, Stocks, Fund, Options, Securities, Futures

Status:Required

Negative Balance Protection

Protection against negative account balances in trading

βœ“
Status:Supported

Investment Professional Support

Access to qualified investment professionals and advisory services

βœ—
Status:Not Available
regulatory
Regulatory Approach

Government-regulated

Coverage
Prohibited Countries

Per local law; typical sanctions

Fund Insurance
Client fund protection schemes available
βœ“ Compliant
Account Managed Separately
Mandatory client account segregation
βœ“ Compliant
0
Above Average
Regulatory

Effectiveness of regulatory framework and enforcement

70
out of 100
Good
Institutional

Institutional strength and organizational capability

65
out of 100
Average
Risk Management

Risk assessment and management protocols

65
out of 100
Average
Investment Protection

Investor protection measures and safeguards

50
out of 100
Average
Client Fund Insurance Rating

Client fund protection and insurance coverage

40
out of 100
Needs Improvement

Licensed Brokers

Brokers authorized and regulated by this authority

0 Licensed Brokers

No brokers found

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