BOCOM International

Summary of BOCOM International Review

Companies Overview and History

BOCOM International is the largest provider of financial services in Hong Kong as an independent broker/dealer with a complete suite of security and broking products for both individual and institutional investors. Operating as a division of China’s oldest and largest bank, the Bank of Communications (BOCOM), BOCOM International also enjoys considerable institutional strength and experience across borders.

BOCOM International was established in 1998 to offer traditional broking services but has been continually developing to create technology-enabled solutions that link the entire Chinese mainland with the global capital markets. As such, we continue to establish our credibility as an established and credible broker with a strong market presence in Hong Kong.

BOCOM International is headquartered in Hong Kong and therefore operates as the integrated securities platform of Bank of Communications Co. Ltd., allowing it to play a key role in linking the Chinese capital markets with the rest of the world and provide liquidity to its clients.

Event on May 19th, 2017 – BOCOM International was first company funded by Chinese banks to be listed on the Hong Kong stock exchange under the code 3329.HK. This historic event marked a significant change to the changing landscape of broking in Hong Kong and to the rapid growth of the sector.

Core Services

BOCOM International offers a variety of financial services for both individual and institutional clients, including the following key products:Access to Retail Brokerage and Trading

Retail investors access the marketplace through a variety of ways, including:

Real-time Quotes for online stock trading

Through the BOCOM(HK) Application (APP) on mobile devices

Using IVR and phone trading options

Visiting a BOCOM branch office

The business model that combines Online, Mobile, Telephonic, and Branch services provides businesses with the ability to provide more convenient and flexible trading options to their customers' different trading preferences.

Value Added and Investment Support

Along with the typical offerings of a brokerage, BOCOM International provides its customers with:

IPO Subscription Services

Pre-IPO Aiding

Listing of RMB-denominated Securities

ET Net, a provider of Market Quotes

Two-factor Authentication for online security

Asset Management

BOCOM International Asset Management Ltd, wholly owned by BOCOM International, provides management services to funds authorized by the SFC. The Fund information is available on the BOCOM International website and is a testament to the transparent and investor-oriented approach of BOCOM International.

Regulatory and Licensing Authority

BOCOM International is governed by the regulatory environment of Hong Kong, provided that it is licensed by appropriate authorities.

Regulatory Authority | License Number | Current

------------------|-------------------|----------------

Hong Kong SFC (SFC) | CE No. APJ121 | Type 1, 2, 4, and 5

Hong Kong Exchange | Participant No. 1842 | Exchange Participant

The holding company, Bank of Communications, further enhances BOCOM International's governance processes and greater reliability.

Trading Conditions and Platforms

BOCOM International does not publicly share details for spreads, leverage, commissions, and minimum deposits.BOCOM International Markets (BOCOM) is an established and regulated securities Market Maker based in Hong Kong that provides a complete suite of services including Equity/Stock brokerage, Corporate Finance & Investment Banking, Investment & Asset Management Services. BOCOM is backed by the Bank of Communications (BOCOM) and listed on the Hong Kong Stock Exchange, offering investors the ability to participate in regional and cross-border markets through a trusted and secure channel.

The lack of publicly available information regarding trading costs or independent customer review sources make it challenging to determine expense transparency and consumer satisfaction. However, BOCOM’s long-standing record and regulatory compliance provide confidence in its ability to support the investor’s interests.

The market environment for BOCOM continues to evolve; currently, there are no new product launches, legislative changes, or corporate notices listed for BOCOM during the years 2020, 2021, and 2022. The continued efforts to strengthen BOCOM’s core service offerings within its current operating and regulatory environment continue to establish confidence among the firm’s customers.

The Company’s Website and Regulatory Filings provide the most recent information regarding BOCOM and its available services. BOCOM provides investors with a reputable – and regulated – market maker in Hong Kong with access to Equities/Stocks, Corporate Finance & Investment Banking and (Investment) Asset Management Services.