FCAUnited KingdomTier 1Licence number
484589
View licence record- Licence holder
- Held by BTIG
- Licence type and regime
- Investment Advisory License
Not checkedUpdated
At a glance
Regulation on record for BTIG
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 3
- Issuing authorities
- 3
- From tier-1 or tier-2 authorities
- 3
- Found on an official register
- 0
BTIG has 3 licences on record with Wikilix, issued by 3 authorities across 3 jurisdictions. 3 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for BTIG, strongest authority first.
3 records
- FCAUnited KingdomTier 1
ASICAustraliaTier 1Licence number
000320961
View licence record- Licence holder
- Held by BTIG
- Licence type and regime
- Investment Advisory License
Not checkedUpdated
SFCHong KongTier 1Licence number
AQO116
View licence record- Licence holder
- Held by BTIG
- Licence type and regime
- Dealing in securities
Not checkedUpdated
Protection
What this licence protects
FCA's own rules for the firms it authorises.
- Compensation schemeUp to £85000 (FSCS)
- Client money kept separate
- Negative balance protection
- Complaints routeFinancial Ombudsman Service
- Maximum leverage1:30
Frequently Asked Questions
Questions about the licences held by BTIG
Answered from the register entries on this page.
Most Popular Questions
BTIG prohibits clients from certain countries including the USA, North Korea, Iran, and other sanctioned countries. These restrictions align with regulatory and compliance requirements.
BTIG provides customer support with live chat available during business hours and phone support via +1 212 593 7555. Support is offered in English, and the company is located at 65 East 55th Street, New York, NY 10022.
BTIG supports strict client fund segregation as required by its regulators. However, mandatory client fund insurance is not available under all regulators. For example, FCA-regulated accounts have insurance coverage up to £85,000 through FSCS, while ASIC and SFC do not mandate insurance.
BTIG's highest leverage varies by regulator: it is up to 13x under Hong Kong's SFC, 28x under Australia's ASIC, and up to 30x under the UK's FCA. These limits comply with local regulatory requirements.
BTIG offers a range of regulated financial instruments including forex, stocks, derivatives, securities, futures, bonds, funds, options, commodities, loans, and retail investments. The exact availability may vary by jurisdiction.
BTIG LLC is regulated by multiple tier-1 authorities including the Securities and Futures Commission (SFC) in Hong Kong, the Australia Securities & Investment Commission (ASIC), and the UK's Financial Conduct Authority (FCA). These regulators enforce strict compliance and fund segregation, but BTIG does not have mandatory client fund insurance in some jurisdictions. Overall, BTIG operates under high transparency and regulatory standards.
BTIG has 3 licence records with Wikilix, issued by 3 authorities across 3 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
BTIG holds licence records issued by FCA, ASIC, SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
3 of the licence records held by BTIG come from tier-1 or tier-2 authorities (3 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 3 licence records held by BTIG has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
BTIG has licence records in United Kingdom, Australia, Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.