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BTIG

Exceeded
United States
Since 2002
Last Updated:

Trading Conditions

Min Deposit:
N/A
Max Leverage:
N/A
Account Types
N/A

Official website

btig.com

Online · checked Sep 10, 2026

Funding Methods

No funding methods available

Trust rating

Not applicable

No retail score applies because it does not serve individual traders.

We checked BTIG on 2026-10-24 across its regulation, company record, client terms, trading offer and service, and could verify 47% of its record. It claims 3 licences on its site, but none has been checked on an official register yet. No retail score applies because it does not serve individual traders. What would move the score: licence held by the onboarding entity, verified age, transparency. No investigation has been published yet, so complaints and reputation are unknown. Its client terms have not been reviewed yet.

Score last calculated 2026/10/24

Company Information

Full Name:BTIG LLC
Founded:2002
Headquarters:United States
Enterprise Offices:N/A

Customer Support

Phone:
+12125937555
Live Chat:
Available
Response Time:
—
Languages:
English
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Editorial review
Updated

Broker Summary

What Wikilix has recorded about BTIG: its history, the licences it holds, its trading conditions and its fees.

Introduction and Overview

The success of BTIG LLC as a global financial services company can be attributed to its focus on serving the needs of its institutional clients, including Investment Banks, Pension Funds, and Corporations. BTIG is the established leader in the Institutional-to-Institutional Trading community; a major provider of Investment Banking Services for all types of institutions; and a leading provider of Research and Prime Brokerage services for all types of institutions (including M&A, Private Equity, and Venture Capital).

BTIG has proven that there is room in the marketplace for a firm that focuses on "High Touch" and "High Technology". They have demonstrated this by building a significant Global Presence, operating out of 20 locations (located in 20 countries) and serving over 3,500 institutional and corporate clients.

BTIG has become an established leader in providing Comprehensive Multi-Asset Class Sales and Trading Services, Strategic Advisory Services (M&A), and Comprehensive Prime Brokerage Services. This article will provide an in-depth examination of BTIG's core products, services, and market position, as well as offer insight into recent developments (2014 - 2016) at BTIG. The timeline of BTIG LLC is not publicly available. However, it is safe to say that BTIG LLC has developed itself as a top-tier institutional brokerage in the United States, especially in providing services to the U.S. Equity Markets. In terms of overall high-touch equities volume, BTIG LLC is consistently ranked among the top ten brokers.

Major Services Provided by BTIG LLC

Institutional Sales & Trading

BTIG LLC provides global sales and trading services for institutional clients with operations in more than 45 countries. In 2024 alone, BTIG LLC processed 53,000,000 shares, averaging more than 50 block trades per day. BTIG LLC has also developed a strong liquidity pool, supported by more than 3,500 institutional clients across its global network, enabling it to provide 24/7 market coverage and execute trades across all global markets.

Investment Banking Services

BTIG LLC's Investment Banking Division provides market-based Strategic Advisory Services, Debt Capital Markets and Equity Capital Markets services, assistance with Initial Public Offerings (IPOs), Special Purpose Acquisition Companies (SPACs), and Merger and Acquisition (M&A) advisory. Since BTIG LLC was formed in 2015, it has facilitated more than 1,275 transactions through December 2019. BTIG LLC has been an active participant in the execution of complex financial transactions on behalf of BTIG LLC’s clients and in raising capital.

Outsource Trading and Prime Brokerage Services

BTIG LLC provides its Outsource Trading and Prime Brokerage Services to clients with specific requirements. BTIG LLC's Outsource Trading team includes more than 25 specialized traders, and it serves over 375 clients through its Prime Brokerage Services. The number of times managers make capital introductions to investors exceeds 3,000 each year. Additionally, BTIG LLC leverages its custom electronic execution and reporting capabilities to enhance its clients' experience.

Research & Strategy Analysis

BTIG LLC has conducted extensive research on over 425 companies globally, enabling it to provide analysis and knowledge of these companies and how they operate in global markets, which aid clients in making informed decisions and support the trading and investment banking divisions of BTIG LLC.

Unique Selling Propositions of BTIG LLC

• Agency Only - BTIG LLC does not operate on a Proprietary Trading desk.
• BTIG LLC uses advanced technology for executing trades electronically.
• RTIG LLC focuses on providing exceptionally high-touch service to its clients.
• BTIG LLC operates globally with multiple locations in 20 different countries.

Licenses and Regulatory Compliance

BTIG LLC operates in a highly regulated Financial Services environment; however, detailed information regarding BTIG LLC's Regulatory Licenses, Jurisdiction, or License Numbers cannot be accessed on BTIG LLC's website, which reflects BTIG LLC's institutional orientation and the types of client relationships it has established. Below is a table showing the available Regulatory Licensing Compliance information.

Trading Conditions and Platform Technology

Trading Conditions

Trading conditions at BTIG, LLC are limited to institutional clients, as we do not offer retail trading accounts/platforms. We focus solely on the highest level of execution quality by routing client orders to the highest-possible-quality exchanges, Multilateral Trading Facilities (MTFs), Electronic Communication Networks (ECNs), and Alternative Trading Systems (ATSs) to give our clients the best opportunity for an optimal trade execution.

Platform Technology

BTIG utilizes cutting-edge, proprietary electronic trading platforms and tools to execute across multiple asset classes in over 50 global markets. All BTIG electronic trading platforms have advanced features such as Electronic Execution, Custom Reports, and Real-Time Access to Market Data. In addition, BTIG clients with Prime Brokerage accounts have access to specialized electronic tools that enhance transparency and improve operational efficiency.

Below is a summary table of the key features of BTIG's trading platforms.

Feature

Description

Notes

Market Coverage

50+ global markets

Includes equities, fixed income, derivatives

Execution Model

Agency-only, no proprietary trading

Ensures conflict-free execution

Trading Hours

24-hour coverage

Supports global market access

Technology

Proprietary electronic trading platforms

Custom reporting and prime brokerage tools

Client Type

Institutional and corporate only

No retail accounts or platforms

Fee Structure

BTIG LLC does not publicly disclose detailed information regarding deposit fees, withdrawal fees, commissions, or inactivity charges. This lack of transparency is consistent with the firm’s institutional client focus, where fee arrangements are typically negotiated on a case-by-case basis depending on the scope and scale of services provided.

The table below summarizes the available information on BTIG LLC’s fee structure:

Fee Type

Details

Notes

Deposit Fees

Not disclosed

Institutional agreements

Withdrawal Fees

Not disclosed

Institutional agreements

Commissions

Not disclosed

Negotiated per client

Inactivity Fees

Not disclosed

Not applicable for institutional clients

User Experience and Market Reputation

BTIG LLC is a full-service firm that offers clients high-touch services and a variety of customized solutions, delivered by an experienced team of industry professionals. As a result of its strong execution ability within the U.S. equity markets, BTIG LLC ranks in the top ten in terms of agency-only equity volume.

Although no third-party reviews or ratings have been publicly made available for BTIG LLC due to its client base, the institution has received substantial recognition within the industry. BTIG has been recognized as a Top Workplace for four years running and has also received the "Best Outsourced Trading Provider" award at the 2023 Hedgeweek Americas Awards. Furthermore, BTIG is a founding member of Sustainable Trading, demonstrating its ongoing commitment to responsible trading and best practice approaches.

One limitation of BTIG LLC's business model is that its services are available only to institutional clients. As a result, retail investors do not have access to BTIG LLC’s services and/or platforms, which may limit individuals’ ability to access the firm's offerings.

Recent Developments

BTIG LLC continues to maintain an active presence in the financial services space through significant transactions and participation in industry events. In September 2025, BTIG acted as the sole financial advisor for a sell-side M&A transaction valued at $55.5 million. Additionally, on December 1, 2025, BTIG hosted its 5th Annual Ophthalmology Day, and in late November 2025, BTIG organized its Digital Health Forum to support specialized industry sectors.

In 2024, BTIG executed approximately 53 billion global equity shares, thereby establishing itself among the leading global exchange businesses. Furthermore, BTIG has grown its operational footprint and added offices to accommodate its expanding trading volume and client base. Both of these activities, along with their numerous awards and recognitions, highlight BTIG's continued expansion and influence as a significant player in the industry.

Conclusion

BTIG LLC is positioned as a leading global financial services provider, offering comprehensive trading, investment banking, research, and prime brokerage services to corporate and institutional clients. Based on BTIG's agency-only execution model, global coverage, and its commitment to providing high-touch client service, BTIG LLC is positioned as a leader in the institutional brokerage space.

While the availability of regulatory license and fee structure information is limited, BTIG's current market reputation, technology, and strategic development continue to illustrate and support BTIG's commitment to serving institutional clients with advanced technology-based trading techniques while providing customized solutions for each client's unique needs. Therefore, BTIG is a very viable option for institutions seeking a partner with a strong understanding of current market trends and an individualised approach to clients.

 

Regulation check

Regulatory Licenses

BTIG is listed with a tier-1 or tier-2 licence that we have not yet checked against the regulator's register. An unchecked licence is not a finding either way.

0 of 3 checked
Licences on record
3
Confirmed on register
0
Tier 1 or 2
3
Offshore
0

WIKILIX

Licence intelligence

The strongest of 3 licences on file

Licence Verification Record

Securities and Futures Commission AQO116

Recorded from the firm's own disclosure. Not yet checked against the register.

Jurisdiction
Hong Kong
Authority strength
Tier 1
Licence type
Dealing in securities
Not yet checked on the register

Client protection under this licence

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13

These are the rules SFC sets for the firms it licenses. They are not a statement about how BTIG applies them, or about which of its companies would hold your account.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

Websites

Global Domains

One domain on record. All active and served over HTTPS.

1 domain
  • www.btig.comMain siteActiveHTTPS
Domains recorded by Wikilix. Only a domain listed here is known to belong to this broker.
Frequently Asked Questions

Frequently Asked Questions

Common questions about BTIG

Most Popular Questions
BTIG prohibits clients from certain countries including the USA, North Korea, Iran, and other sanctioned countries. These restrictions align with regulatory and compliance requirements.
BTIG provides customer support with live chat available during business hours and phone support via +1 212 593 7555. Support is offered in English, and the company is located at 65 East 55th Street, New York, NY 10022.
BTIG supports strict client fund segregation as required by its regulators. However, mandatory client fund insurance is not available under all regulators. For example, FCA-regulated accounts have insurance coverage up to £85,000 through FSCS, while ASIC and SFC do not mandate insurance.
BTIG's highest leverage varies by regulator: it is up to 13x under Hong Kong's SFC, 28x under Australia's ASIC, and up to 30x under the UK's FCA. These limits comply with local regulatory requirements.
BTIG offers a range of regulated financial instruments including forex, stocks, derivatives, securities, futures, bonds, funds, options, commodities, loans, and retail investments. The exact availability may vary by jurisdiction.
BTIG LLC is regulated by multiple tier-1 authorities including the Securities and Futures Commission (SFC) in Hong Kong, the Australia Securities & Investment Commission (ASIC), and the UK's Financial Conduct Authority (FCA). These regulators enforce strict compliance and fund segregation, but BTIG does not have mandatory client fund insurance in some jurisdictions. Overall, BTIG operates under high transparency and regulatory standards.
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