Wikilix
Licence record

BTIG: ASIC licence 000320961

Issuing authority
Australia Securities & Investment Commission
Jurisdiction
Australia
Licence type
Investment Advisory License

This is Wikilix's record of a licence issued by Australia Securities & Investment Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Aug 3, 2026

Licence Verification Record

Australia Securities & Investment Commission 000320961

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
BTIG LLC
Issuing authority
Australia Securities & Investment Commission
Jurisdiction
Australia
Licence type
Investment Advisory License

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/btig/licenses/australia-securities-and-investment-commission/000320961Fields on file 2 / 11

Open BTIGAll BTIG licencesAbout ASIC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Australia
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
000320961
Licence type (Wikilix classification)
Investment Advisory License
The authority

About ASIC

Australia Securities & Investment Commission is the authority that issued this licence, and the jurisdiction it applies in is Australia.

Full name
Australia Securities & Investment Commission
Jurisdiction
Australia
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1998
Oversight
A government or statutory body
Firms we track under it
144 firms
Regulates
Forex, Stocks, Fund, Options, Derivatives, Securities
Licences it issues
AFSL – OTC Derivatives (Principal Dealer & Agency)
Typical cost of a licence
AUD 50000-100000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

ASIC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Negative balance protection
  • Complaints routeAFCA
  • Maximum leverage1:28
This describes the authority's regime, not how BTIG applies it.
The holder

Who holds this licence

The licence above is recorded against BTIG. Wikilix holds no separate company records for this holder, so we cannot say which legal company the register issued it to.

Broker
BTIG LLC
Based in
United States
Wikilix score
81.6the firm’s overall score, not a rating of this licence

Wikilix records BTIG as operating beyond the scope of its authorisation. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences BTIG holds

2 other licences are on record for BTIG.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
BTIG prohibits clients from certain countries including the USA, North Korea, Iran, and other sanctioned countries. These restrictions align with regulatory and compliance requirements.
BTIG provides customer support with live chat available during business hours and phone support via +1 212 593 7555. Support is offered in English, and the company is located at 65 East 55th Street, New York, NY 10022.
BTIG supports strict client fund segregation as required by its regulators. However, mandatory client fund insurance is not available under all regulators. For example, FCA-regulated accounts have insurance coverage up to £85,000 through FSCS, while ASIC and SFC do not mandate insurance.
BTIG's highest leverage varies by regulator: it is up to 13x under Hong Kong's SFC, 28x under Australia's ASIC, and up to 30x under the UK's FCA. These limits comply with local regulatory requirements.
BTIG offers a range of regulated financial instruments including forex, stocks, derivatives, securities, futures, bonds, funds, options, commodities, loans, and retail investments. The exact availability may vary by jurisdiction.
BTIG LLC is regulated by multiple tier-1 authorities including the Securities and Futures Commission (SFC) in Hong Kong, the Australia Securities & Investment Commission (ASIC), and the UK's Financial Conduct Authority (FCA). These regulators enforce strict compliance and fund segregation, but BTIG does not have mandatory client fund insurance in some jurisdictions. Overall, BTIG operates under high transparency and regulatory standards.
Licence 000320961 was issued by Australia Securities & Investment Commission (ASIC), the financial authority for Australia.
BTIG holds this ASIC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the ASIC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates ASIC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
BTIG has 2 other licences on record with Wikilix, across 2 jurisdictions. They are listed further down this page.
Still Need Help?

Can't find what you're looking for?

Our support team is here to help you get the answers you need.