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Licence record

Chatham Financial licences

5 licences are on record for Chatham Financial. 2 have been checked against an official register.

Back to Chatham Financial
At a glance
Last checked

Regulation on record for Chatham Financial

Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.

Licences on record
5
Issuing authorities
5
From tier-1 or tier-2 authorities
5
Found on an official register
2

Chatham Financial has 5 licences on record with Wikilix, issued by 5 authorities across 4 jurisdictions. 5 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. We located 2 of 5 on the issuing authority’s own register.

The registers print these licences under CHATHAM HEDGING ADVISORS LLC, Chatham Financial Pte. Ltd, Chatham Financial Securities LLC, Chatham Financial Pty Ltd, Chatham Financial Europe, Ltd. Searching a register for the trading brand alone may return nothing — use the name above.

Licence record

Licences by jurisdiction

Every licence on record for Chatham Financial, grouped by the 4 jurisdictions it is registered in.

5 records
A licence we could not confirm, or one a register has closed, is listed with that finding rather than left out.
Check it yourself

Look these up on the official registers

Each authority below publishes a register you can search. The name a register prints is often a separate legal entity, not the trading brand — search for the name given here.

  • NFA registerSearch for number 0429008, issued to CHATHAM HEDGING ADVISORS LLCOpen register
  • FSA registerSearch for number Kanto Regional Finance Bureau(FIBO) No.2781, issued to Chatham Financial Pte. LtdOpen register
Register links are published by the authorities, not by Wikilix.
Protection

What this licence protects

NFA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Client money kept separate
  • Complaints routeNFA Arbitration
  • Maximum leverage1:47
This describes the authority's regime, not how Chatham Financial applies it.
Frequently Asked Questions

Questions about the licences held by Chatham Financial

Answered from the register entries on this page.

Most Popular Questions

They are the same business. cf.com is the group's current website, and the older chathamfinancial.com address redirects to it. Both carry the same corporate identity, legal notices and terms.

Through the enquiry form at cf.com/contact. A head office telephone number and a general enquiries email address are also published, and the head office is at 235 Whitehorse Ln, Kennett Square, PA 19348, United States. There is no live chat.

It does not hold retail client funds, so segregation and compensation schemes do not arise in the way they would at a broker. Its US broker-dealer entity, Chatham Financial Securities LLC, states membership of the Securities Investor Protection Corporation, which covers securities customers of that entity rather than any retail trading balance.

Nothing found in this research supports that. The parent company is verifiable on an official government register under its own name, has existed since 1991, publishes a real head office address matching that record, and discloses its regulated subsidiaries and their licence numbers openly. The honest caution is different: it is not a broker, so anyone who was directed here expecting a trading account has been sent to the wrong kind of firm.

It depends on your region, and it matters because the regulator differs with the entity. UK clients deal with Chatham Financial Europe, Ltd under the FCA, EEA clients with Chatham Financial Europe B.V. under the Dutch AFM, Asia-Pacific clients with Chatham Financial Pte. Ltd. in Singapore, Australian and New Zealand clients with Chatham Financial Pty Ltd under ASIC, and US clients with Chatham Hedging Advisors, LLC or Chatham Financial Securities LLC.

The firm publishes no blocked-country list and no acceptance list. Its terms state the website and its content are accessible worldwide while placing the responsibility on the visitor to check local restrictions, and its content is addressed to investment professionals and professional clients. Service coverage is organised by entity: the United States, the United Kingdom, the European Economic Area, Asia-Pacific, and Australia and New Zealand.

It publishes no trading account tiers. Client relationships are advisory engagements with the relevant group entity for the client's region rather than standardised account types with spreads and commissions.

The question does not apply. The firm holds no retail client balances, so it publishes no deposit or withdrawal channels, no processing times and no payment fee schedule.

It offers no retail trading terminal. Its two client-facing systems are ChathamDirect, a treasury and hedge management platform for corporate clients, and ONYX, a market data service for historical rates and forward curves. MetaTrader 4, MetaTrader 5 and cTrader are not available.

None. No leveraged or margin trading product is offered, so no maximum leverage figure exists for this firm.

There is none, because the firm does not take deposits. It has no retail account funding, so no minimum deposit, account currency or funding threshold is published anywhere on its site.

Chatham Financial Corp. was incorporated on 26 August 1991, which gives the group more than three decades of continuous corporate existence. The record remains in active status.

The group's companies are owned by Chatham Financial Corp., a Pennsylvania corporation registered under number 2046472 with the Pennsylvania Department of State. The parent reports no corporate parent of its own, with ownership recorded as sitting with natural persons.

No. It is an institutional risk advisory and treasury technology firm. It advises companies on interest rate, foreign currency and commodity hedging and provides hedge accounting, valuation and debt advisory work. It does not open retail trading accounts, does not offer leverage, and does not take retail client deposits.

Chatham Financial has 5 licence records with Wikilix, issued by 5 authorities across 4 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Chatham Financial holds licence records issued by NFA, FSA, FINRA, ASIC, FCA. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
5 of the licence records held by Chatham Financial come from tier-1 or tier-2 authorities (5 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
We located 2 of the 5 licence records held by Chatham Financial on the issuing authority’s own register. 3 have not been looked up yet. An unchecked entry is a gap in our coverage, not a finding against the licence.
The registers print them under CHATHAM HEDGING ADVISORS LLC, Chatham Financial Pte. Ltd, Chatham Financial Securities LLC, Chatham Financial Pty Ltd, Chatham Financial Europe, Ltd. A licence is often held by a subsidiary rather than the trading brand, which is why searching a register for the brand name alone can return nothing.
Chatham Financial has licence records in United States, Japan, Australia, United Kingdom. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.
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