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Licence record

InteractiveBrokers: ASIC licence 453554

Wikilix check
Confirmed on the register
Issuing authority
Australia Securities & Investment Commission
Jurisdiction
Australia
Licence type
Market Making(MM)
Last checked
Oct 17, 2026

This is Wikilix's record of a licence issued by Australia Securities & Investment Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Oct 28, 2026

Licence Verification Record

Australia Securities & Investment Commission 453554

Wikilix read the ASIC register on Oct 17, 2026. This is what it said.

Issuing authority
Australia Securities & Investment Commission
Name on the register
INTERACTIVE BROKERS AUSTRALIA PTY LTD
Jurisdiction
Australia
Licence type
Market Making(MM)
Effective
Jul 28, 2016
Register status
Active
Permissions
provide general financial product advice to retail and wholesale clients for the following classes of financial products: deposit and payment products limited to basic deposit products and deposit products other than basic deposit products; derivatives; foreign exchange contracts; debentures, stocks or bonds issued or proposed to be issued by a government; interests in managed investment schemes excluding investor directed portfolio services; securities; standard margin lending facility · provide general financial product advice to wholesale clients only for the following classes of financial products: non-standard margin lending facility · deal in a financial product by issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products: derivatives; foreign exchange contracts; standard margin lending facility · deal in a financial product by issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products: non-standard margin lending facility · deal in a financial product by applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products: deposit and payment products limited to basic deposit products and deposit products other than basic deposit products; derivatives; foreign exchange contracts; debentures, stocks or bonds issued or proposed to be issued by a government; interests in managed investment schemes excluding inve · make a market for the following financial products to retail and wholesale clients: foreign exchange contracts; and derivatives · provide the following custodial or depository services to retail and wholesale clients: operate custodial or depository services other than investor directed portfolio services

Checked Oct 17, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/ib/licenses/australia-securities-and-investment-commission/453554Fields on file 9 / 11

Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
Australia
Last checked
Oct 17, 2026
Register says
Active

Finding

An Australian financial services licence held by Interactive Brokers Australia Pty Ltd, ABN 98 166 929 568, a participant of ASX, ASX 24 and Cboe Australia. Confirmed on the ASIC register on 12 October 2026 and corroborated by the Australian Business Register entry showing the company active since 1 August 2014. Client protection: Strong. AFS licensees must segregate client money and belong to the Australian Financial Complaints Authority.

Verification note

The ASIC register lists INTERACTIVE BROKERS AUSTRALIA PTY LTD under an Australian Financial Services Licence. The record gives ACN "166 929 568", the registration number of the broker's Australian company, Interactive Brokers Australia Pty Ltd. The entity name on the register also matches that company's name exactly. The licence number on the register, 453554, is the same as the listed 000453554 without the leading zeros. The register records the licence as effective from 28 July 2016.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
In detail
Updated

About this ASIC licence

What this authorisation is, what it establishes, and what it leaves open.

Australian Financial Services licence 453554 is held by Interactive Brokers Australia Pty Ltd, one of this broker's registered corporate entities, and the Australian Securities and Investments Commission (ASIC) shows it as CURRENT. The brand does not hold the authorisation; the licensee is that separate Australian company, ACN 166 929 568.

ASIC is Australia's statutory corporate, markets and financial services regulator, and an AFS licence is the single authorisation needed to carry on a financial services business there. This entry sets out the permissions in ASIC's own column format: general financial product advice on deposit products, derivatives, foreign exchange contracts, government bonds, managed investment scheme interests, securities and margin lending; dealing by issuing and by arranging on behalf of others; making a market in foreign exchange contracts and derivatives; and operating custodial or depository services other than investor directed portfolio services.

A register entry records that the authorisation exists and what it covers. It is not a statement about solvency, conduct or service quality, and it does not reach the rest of the group: the Hong Kong, United Kingdom, Ireland and Singapore companies are licensed separately by their own authorities.

This check read the licensee name, the status word CURRENT, licence number 453554, a commencement date of 28 July 2016, ABN 98 166 929 568, ACN 166 929 568, a principal place of business at L 11 175 Pitt St Sydney NSW 2000, Australian Financial Complaints Authority membership 38492, and conditions last varied 27 June 2024. The register shows no telephone number and no expiry date, since an AFS licence runs until it is cancelled or surrendered rather than for a term.

The check is repeatable on ASIC's Professional Registers Search: search 453554 and open the record whose Register column reads Australian financial services licensees. Cancellation, suspension, a variation removing a permission, or a change of licensee name would change the answer.

Written from what the issuing authority's own register published when we last read it. It describes a record, not the firm's conduct, and it is not advice.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
453554
Issued to
INTERACTIVE BROKERS AUSTRALIA PTY LTD
Licence type (Wikilix classification)
Market Making(MM)
Register status
Active
Effective from
Expires
No expiry shown
Permissions
provide general financial product advice to retail and wholesale clients for the following classes of financial products: deposit and payment products limited to basic deposit products and deposit products other than basic deposit products; derivatives; foreign exchange contracts; debentures, stocks or bonds issued or proposed to be issued by a government; interests in managed investment schemes excluding investor directed portfolio services; securities; standard margin lending facilityprovide general financial product advice to wholesale clients only for the following classes of financial products: non-standard margin lending facilitydeal in a financial product by issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products: derivatives; foreign exchange contracts; standard margin lending facilitydeal in a financial product by issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products: non-standard margin lending facilitydeal in a financial product by applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products: deposit and payment products limited to basic deposit products and deposit products other than basic deposit products; derivatives; foreign exchange contracts; debentures, stocks or bonds issued or proposed to be issued by a government; interests in managed investment schemes excluding invemake a market for the following financial products to retail and wholesale clients: foreign exchange contracts; and derivativesprovide the following custodial or depository services to retail and wholesale clients: operate custodial or depository services other than investor directed portfolio services
Registered address
L 11 175 PITT ST SYDNEY NSW 2000
The authority

About ASIC

Australia Securities & Investment Commission is the authority that issued this licence, and the jurisdiction it applies in is Australia.

Full name
Australia Securities & Investment Commission
Jurisdiction
Australia
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1998
Oversight
A government or statutory body
Firms we track under it
144 firms
Regulates
Forex, Stocks, Fund, Options, Derivatives, Securities
Licences it issues
AFSL – OTC Derivatives (Principal Dealer & Agency)
Typical cost of a licence
AUD 50000-100000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

ASIC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Negative balance protection
  • Complaints routeAFCA
  • Maximum leverage1:28
This describes the authority's regime, not how InteractiveBrokers applies it.
The holder

Who holds this licence

The licence above is recorded against InteractiveBrokers. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Interactive Brokers Hong Kong Limited
Named on the register
INTERACTIVE BROKERS AUSTRALIA PTY LTD
Based in
Hong Kong
Operating
Above 20 years
Wikilix score
82.2the firm’s overall score, not a rating of this licence

Recorded companies

The name this register printed matches Interactive Brokers Australia Pty Ltd below.

  • Interactive Brokers Hong Kong LimitedHong Kong · Reg. 0538097 · Feb 1, 1996
  • Interactive Brokers LLCUnited States · Reg. 0585402 · Mar 9, 1998
  • Interactive Brokers Canada Inc.Canada · Reg. 3840778 · Dec 14, 2000
  • Interactive Brokers (U.K.) LimitedUnited Kingdom · Reg. 03958476 · Mar 28, 2000
  • Interactive Brokers Australia Pty LtdMatches the registerAustralia · Reg. 166929568 · Nov 25, 2013
  • Interactive Brokers Ireland LimitedIreland · Reg. 657406
  • Interactive Brokers India Pvt. Ltd.India · Reg. U67120MH2007FTC170004
  • Interactive Brokers Securities Japan Inc.Japan
  • Interactive Brokers Singapore Pte. Ltd.Singapore
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences InteractiveBrokers holds

8 other licences are on record for InteractiveBrokers.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions

One business day. The group client agreement requires a client to say as soon as possible, and within one business day, that a trade confirmation or an account balance is wrong, and warns that the broker may not be able to correct a transaction or a balance if it is not told promptly. The same agreement excludes claims for profit a client says they would have made, so even where a trading error is the broker's own responsibility a claim for lost profit is not available, though it does not limit liability for death, personal injury or fraud.

Yes, and several sit outside the commission schedule. The broker's Hong Kong other fees page states that where a per order fee applies it covers order cancellations and modifications as well as the order itself, and that closing a position by telephone costs USD 30.00 per order. Its margin requirements page adds a monthly Margin Financing Charge that accrues on overnight margin balances, priced off a rate the broker works out itself rather than a published benchmark. The group client agreement also permits a daily Exposure Fee on an account judged to be at high risk of going into deficit, set by a proprietary model and chargeable even when the account meets the margin requirements.

Not necessarily on demand. The group client agreement published on the broker's United Kingdom site states that client money may be held in a client bank account with up to 95 days' notice for withdrawals, which means it may not be available immediately, especially during periods of high withdrawals, although the broker adds that it monitors cash flow regularly so that clients have timely access. Two withdrawal requests per calendar month are free and a fee applies from the third of any kind, at HKD 95 on a Hong Kong dollar bank transfer, USD 10 on a United States dollar wire and USD 1 on a local electronic transfer. The terms that bind an account are those of the group company carrying it, so a Hong Kong client should read the agreement they are actually offered.

Accounts are organised by who is opening them rather than by trading conditions, and the commission terms are common across them. The personal range is Individuals, Joint, Trust and Small Business, all with no minimum deposit. The professional range adds Family Advisor, Advisor, Money Manager, Family Office, Hedge Fund and Mutual Fund, Proprietary Trading Group, and Broker and FCM accounts, and advisor and money manager accounts can apply their own client markups on top of the broker's commission.

Interactive Brokers builds its own trading software. Clients work through Trader Workstation on the desktop, IBKR Desktop, the browser based Client Portal, and the IBKR Mobile and IBKR GlobalTrader apps. None of them carries a platform fee.

It depends on the channel. The instant local transfers eDDA and FPS credit within hours and run around the clock, while a bank transfer, a bank wire or a direct ACH transfer is usually tradable in one business day or less. A newly linked bank account can take up to four business days, online bill pay up to six, and a mailed cheque becomes tradable two business days after it arrives.

Two withdrawal requests per calendar month are free, and a fee applies from the third of any kind. The published charges are HKD 95 on a Hong Kong dollar bank transfer, USD 10 on a United States dollar wire and USD 1 on a local electronic transfer, with other currencies priced separately. Those fees do not cover charges raised by a beneficiary or correspondent bank.

Funding is bank based. In Hong Kong dollars the fastest channels are the instant local transfers eDDA and FPS, both free from the broker, available around the clock and credited within hours. An ordinary bank transfer is usually tradable within a business day, and United States dollar clients can also use a bank wire with no amount limit, a direct ACH transfer, a linked bank account, online bill pay, a mailed cheque or a transfer from a Wise balance.

Pricing is commission based with no spread markup, and clients pick a Fixed or a Tiered plan when the account is opened. On United States stocks and ETFs, Fixed is USD 0.005 per share with a USD 1.00 minimum per order, capped at 1 percent of trade value and inclusive of exchange, clearing and regulatory fees; Tiered runs from USD 0.0035 down to USD 0.0005 per share as monthly volume rises, with a USD 0.35 minimum and those fees passed through instead. Options are USD 0.15 to USD 0.65 per contract, futures USD 0.25 to USD 0.85 per contract, and spot currencies 0.08 to 0.20 basis points of trade value.

Interactive Brokers Hong Kong Limited, registered in Hong Kong under company number 0538097, is the entity a Hong Kong client contracts with and the holder of the SFC licence. The company was formed in February 1996, and its registration was confirmed against the Hong Kong companies register and the GLEIF Global LEI Index on 17 October 2026. It is one of nine group companies named in this review, alongside the United States, United Kingdom, Irish, Canadian, Australian, Indian, Japanese and Singaporean companies, each of which runs its own national site and holds its own authorisation.

There is no minimum deposit on an Interactive Brokers Hong Kong Individuals, Joint, Trust or Small Business account. The broker's pricing also states that there are no account minimums and no platform fees. The exception on record is a Broker or FCM account, which commits to USD 10,000 in commissions over its first eight months and USD 2,000 a month after that, with any shortfall charged as a maintenance fee.

Interactive Brokers Hong Kong publishes no restricted countries page, and its client agreement names no individual country. Its Hong Kong account application offers a closed country of residence list of 221 jurisdictions, and twenty two inhabited jurisdictions are absent from it, among them North Korea, Iran, Syria, Cuba, Myanmar, Venezuela and Belarus. The agreement separately excludes anyone located, organised or resident in a territory under comprehensive sanctions, which is stated as a category rather than as a list. Residents of Asia other than India, Hong Kong and Japan are routed to Interactive Brokers LLC in the United States rather than refused.

Hong Kong clients reach Interactive Brokers Hong Kong Limited on +852 3107 8333, and live chat is offered on the site. Cover runs from Sunday 1:00 PM to Friday 7:30 PM United States Eastern time, with no Saturday service and limited hours on Sunday. Support is available in English, Cantonese, Mandarin and written Chinese, and the office is at Suite 1512, Two Pacific Place, 88 Queensway, Admiralty, Hong Kong.

Interactive Brokers Hong Kong clients trade stocks and ETFs, options, futures, spot currencies, bonds, mutual funds and prediction markets, each with its own published rate on the broker's . Around 100 currency pairs are covered. Execution is direct market access rather than dealing against the broker.

Yes, it is regulated. Interactive Brokers Hong Kong Limited holds licence ADI249 from the Securities and Futures Commission, covering Type 1 dealing in securities, Type 2 dealing in futures contracts and Type 3 leveraged foreign exchange trading, and that licence was confirmed in the company's own name on the SFC register on 17 October 2026. Regulation is not the same thing as safety: the client money rules, the complaint route and any compensation available follow the group company an account is opened with, and trading leveraged and derivative products carries the ordinary risk of loss whoever supervises the broker.

Licence 453554 was issued by Australia Securities & Investment Commission (ASIC), the financial authority for Australia.
InteractiveBrokers holds this ASIC licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the ASIC register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
The ASIC register prints it under INTERACTIVE BROKERS AUSTRALIA PTY LTD, not InteractiveBrokers. Licences are often held by a subsidiary rather than the trading brand, which is why searching a register for the brand alone can return nothing.
Wikilix rates ASIC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
InteractiveBrokers has 8 other licences on record with Wikilix, across 8 jurisdictions. They are listed further down this page.
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