Wikilix
Licence record
ICAP logo

ICAP FINRA licence 2762

Wikilix check
Confirmed on the register
Issuing authority
The Financial Industry Regulatory Authority
Jurisdiction
United States
Last checked
Oct 14, 2026

This is Wikilix's record of a licence issued by The Financial Industry Regulatory Authority. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Nov 3, 2026

Licence Verification Record

The Financial Industry Regulatory Authority 2762

Wikilix read the FINRA register on Oct 14, 2026. This is what it said.

Holder
TP ICAP Group plc logoTP ICAP Group plc
Issuing authority
The Financial Industry Regulatory Authority logoThe Financial Industry Regulatory Authority
Jurisdiction
United States flagUnited States
Register status
Approved and active, not suspended by any regulator

Checked Oct 14, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/icap/licenses/the-financial-industry-regulatory-authority/2762Fields on file 7 / 11

Open ICAPAll ICAP licencesAbout FINRA
Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Oct 14, 2026
Register says
Approved and active, not suspended by any regulator

Finding

A registered US broker-dealer authorisation held by TP ICAP Global Markets Americas LLC, CRD 2762 and SEC number 8-12726, a FINRA member supervised from the New York district office and registered in 35 states. Client protection: Strong supervision with net capital requirements; the public record discloses 33 regulatory events against the firm. Effective: 28 Jan 1966.

Exhibit

Register screenshot, captured Oct 14, 2026
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
2762
Register status
Approved and active, not suspended by any regulator
The authority

About FINRA

The Financial Industry Regulatory Authority is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
The Financial Industry Regulatory Authority
Jurisdiction
United States
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2007
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker‑Dealer (SRO) Membership
Typical cost of a licence
USD 150000+
Public register
No public register published
Transparency
High
Protection

What this licence protects

FINRA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Complaints routeFINRA Arbitration
  • Maximum leverage1:50
This describes the authority's regime, not how ICAP applies it.
The holder

Who holds this licence

The licence above is recorded against ICAP. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

ICAP logo
Broker
TP ICAP Group plc
Based in
United Kingdom
Operating
Above 20 years
Wikilix score
90.6the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • TP ICAP Group plcJersey · Reg. 130617
  • ICAP Global Derivatives LimitedUnited Kingdom · Reg. 03635229
  • TP ICAP Broking LimitedUnited Kingdom · Reg. 2670499
  • TP ICAP Commodities LimitedUnited Kingdom · Reg. 02533369
  • TP ICAP E&C LimitedUnited Kingdom · Reg. 966604
  • TP ICAP Markets LimitedUnited Kingdom · Reg. 00500777
  • TP ICAP MTF LimitedUnited Kingdom · Reg. 01852009
  • TP ICAP (Europe) S.A.France
  • TP ICAP Global Markets Americas LLCUnited States
  • ICAP Energy ASNorway · Reg. 971072032
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences ICAP holds

7 other licences are on record for ICAP.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Licence 2762 was issued by The Financial Industry Regulatory Authority (FINRA), the financial authority for United States.
ICAP holds this FINRA licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the FINRA register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
Wikilix rates FINRA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the FINRA register. Search it for 2762, and for the name ICAP rather than the trading brand.
ICAP has 7 other licences on record with Wikilix, across 3 jurisdictions. They are listed further down this page.
Still Need Help?

Can't find what you're looking for?

Our support team is here to help you get the answers you need.