Wikilix
Licence record

Schroder licences

3 licences are on record for Schroder. None has been checked against an official register yet.

Back to Schroder
At a glance

Regulation on record for Schroder

Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.

Licences on record
3
Issuing authorities
3
From tier-1 or tier-2 authorities
3
Found on an official register
0

Schroder has 3 licences on record with Wikilix, issued by 3 authorities across 3 jurisdictions. 3 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.

Issuing authorities

Jurisdictions

Licence record

Licences on record

Every licence on record for Schroder, strongest authority first.

3 records
A licence we could not confirm, or one a register has closed, is listed with that finding rather than left out.
Protection

What this licence protects

SEC's own rules for the firms it authorises.

  • Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
  • Complaints routeSEC Tips/Complaints/Referral
  • Maximum leverage1:50
This describes the authority's regime, not how Schroder applies it.
Frequently Asked Questions

Questions about the licences held by Schroder

Answered from the register entries on this page.

Most Popular Questions
Schroder's regulatory licenses prohibit clients from certain countries including the USA, North Korea, Iran, and other sanctioned nations. Its geographical coverage mainly includes the UK, Japan, and some global clients with regional limitations.
Yes, Schroder offers customer support primarily in English with live chat available during business hours. Clients can also contact support via phone at +44 (0)20 7658 6000 or email at enquiry_cn@schroders.com.
Schroder offers a maximum leverage of 1:1 for trading. This means clients can trade without leverage, which may reflect the broker's regulatory compliance and risk management policies.
Schroder supports various funding methods including bank transfers, debit cards, e-wallets like PayPal and Neteller, cryptocurrency, and managed fund settlement services. Processing times vary from instant for e-wallets and debit cards to several business days for bank transfers, with fees depending on the method used.
Schroder is a regulated broker licensed by authorities including the UK's Financial Conduct Authority (FCA), Japan's Financial Services Agency (FSA), and the US Securities and Exchange Commission (SEC). These regulators ensure Schroder complies with onshore regulations and investor protection standards in their respective jurisdictions.
Schroder has 3 licence records with Wikilix, issued by 3 authorities across 3 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Schroder holds licence records issued by SEC, FCA, FSA. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
3 of the licence records held by Schroder come from tier-1 or tier-2 authorities (3 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 3 licence records held by Schroder has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Schroder has licence records in United States, United Kingdom, Japan. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.
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