Wikilix
Licence record

Schroder: FCA licence 614054

Issuing authority
Financial Conduct Authority
Jurisdiction
United Kingdom
Licence type
Investment Advisory License

This is Wikilix's record of a licence issued by Financial Conduct Authority. It sets out what the register says, what we checked, and what the authority's own rules protect.

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RecordModified Aug 19, 2026

Licence Verification Record

Financial Conduct Authority 614054

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
Schroder
Issuing authority
Financial Conduct Authority
Jurisdiction
United Kingdom
Licence type
Investment Advisory License

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/schroder/licenses/financial-conduct-authority/614054Fields on file 2 / 11

Open SchroderAll Schroder licencesAbout FCA
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
United Kingdom
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
614054
Licence type (Wikilix classification)
Investment Advisory License
The authority

About FCA

Financial Conduct Authority is the authority that issued this licence, and the jurisdiction it applies in is United Kingdom.

Full name
Financial Conduct Authority
Jurisdiction
United Kingdom
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2013
Oversight
A government or statutory body
Firms we track under it
108 firms
Regulates
Forex, Bond, Stocks, Fund, Options, Derivatives, Commodity, Loan, Retail Investment
Licences it issues
MiFID Investment Firm – Dealing on Own Account / Matched Principal (retail & market-making CFDs)
Typical cost of a licence
£100000+ (including compliance setup)
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

FCA's own rules for the firms it authorises.

  • Compensation schemeUp to £85000 (FSCS)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeFinancial Ombudsman Service
  • Maximum leverage1:30
This describes the authority's regime, not how Schroder applies it.
The holder

Who holds this licence

The licence above is recorded against Schroder. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Schroder
Based in
United Kingdom
Wikilix score
56.2the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • SCHRODERS PLCUnited Kingdom · Reg. 03909886 · Sep 11, 2018
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences Schroder holds

2 other licences are on record for Schroder.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Schroder's regulatory licenses prohibit clients from certain countries including the USA, North Korea, Iran, and other sanctioned nations. Its geographical coverage mainly includes the UK, Japan, and some global clients with regional limitations.
Yes, Schroder offers customer support primarily in English with live chat available during business hours. Clients can also contact support via phone at +44 (0)20 7658 6000 or email at enquiry_cn@schroders.com.
Schroder offers a maximum leverage of 1:1 for trading. This means clients can trade without leverage, which may reflect the broker's regulatory compliance and risk management policies.
Schroder supports various funding methods including bank transfers, debit cards, e-wallets like PayPal and Neteller, cryptocurrency, and managed fund settlement services. Processing times vary from instant for e-wallets and debit cards to several business days for bank transfers, with fees depending on the method used.
Schroder is a regulated broker licensed by authorities including the UK's Financial Conduct Authority (FCA), Japan's Financial Services Agency (FSA), and the US Securities and Exchange Commission (SEC). These regulators ensure Schroder complies with onshore regulations and investor protection standards in their respective jurisdictions.
Licence 614054 was issued by Financial Conduct Authority (FCA), the financial authority for United Kingdom.
Schroder holds this FCA licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the FCA register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates FCA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
Schroder has 2 other licences on record with Wikilix, across 2 jurisdictions. They are listed further down this page.
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