SFCHong KongTier 1Licence number
AZQ989
View licence record- Licence holder
- Held by Soochow Securities
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
At a glance
Regulation on record for Soochow Securities
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 2
- Issuing authorities
- 1
- From tier-1 or tier-2 authorities
- 2
- Found on an official register
- 0
Soochow Securities has 2 licences on record with Wikilix, issued by one authority across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Issuing authorities
Jurisdictions
Licence record
Licences on record
Every licence on record for Soochow Securities, strongest authority first.
2 records
- SFCHong KongTier 1
- SFCHong KongTier 1
Licence number
AYA587
View licence record- Licence holder
- Held by Soochow Securities
- Licence type and regime
- Dealing in securities
Not checkedUpdated
Protection
What this licence protects
SFC's own rules for the firms it authorises.
- No compensation schemeNo mandatory insurance (but strict fund segregation)
- Client money kept separate
- Negative balance protection
- Complaints routeSFC Complaints / FDRC
- Maximum leverage1:13
Frequently Asked Questions
Questions about the licences held by Soochow Securities
Answered from the register entries on this page.
Most Popular Questions
Clients can reach Soochow Securities customer support via phone at (852) 3983 0808 or through live chat available during business hours. Support is provided in English, and email contact is available at clientservice@dwzq.com.hk.
Soochow Securities offers a maximum leverage of 1000, which is notably high compared to the regulator's highest leverage indication of 13. This leverage level may vary depending on the instrument and account type.
Yes — Soochow Securities International Brokerage Limited (and its affiliated entities) require KYC verification as part of the account-opening process.
Soochow Securities supports bank transfers and wire transfers primarily in Renminbi (RMB), with possible support for HKD and USD for international clients. Deposits and withdrawals typically process within 1 to 3 business days, and withdrawal requests require formal submission and may incur fees.
Soochow Securities offers a range of regulated financial instruments including forex, stocks, derivatives, securities, and futures. This variety allows clients to trade across multiple asset classes under one broker.
Soochow Securities is regulated by the Securities and Futures Commission (SFC) of Hong Kong, a tier 1 regulator. The broker holds licenses for dealing in securities and futures contracts, ensuring compliance with onshore regulations and strict fund segregation, though no mandatory client fund insurance is provided.
Soochow Securities has 2 licence records with Wikilix, issued by one authority across one jurisdiction. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
Soochow Securities holds licence records issued by SFC. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
2 of the licence records held by Soochow Securities come from tier-1 or tier-2 authorities (2 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 2 licence records held by Soochow Securities has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
Soochow Securities has licence records in Hong Kong. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.