Wikilix
Licence record

Soochow Securities: SFC licence AYA587

Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in securities

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Sep 10, 2026

Licence Verification Record

Securities and Futures Commission AYA587

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
SOOCHOW SECURITIES CO., LTD.
Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in securities

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/soochow-securities/licenses/securities-and-futures-commission/aya587Fields on file 2 / 11

Open Soochow SecuritiesAll Soochow Securities licencesAbout SFC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
AYA587
Licence type (Wikilix classification)
Dealing in securities
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how Soochow Securities applies it.
The holder

Who holds this licence

The licence above is recorded against Soochow Securities. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
SOOCHOW SECURITIES CO., LTD.
Based in
Hong Kong
Wikilix score
73.6the firm’s overall score, not a rating of this licence

Wikilix records Soochow Securities as operating beyond the scope of its authorisation. That is a finding about the firm, not about this licence — the register’s own wording above is what states this entry’s standing.

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • SOOCHOW SECURITIES CO., LTD.Hong Kong
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences Soochow Securities holds

One other licence is on record for Soochow Securities.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
Clients can reach Soochow Securities customer support via phone at (852) 3983 0808 or through live chat available during business hours. Support is provided in English, and email contact is available at clientservice@dwzq.com.hk.
Soochow Securities offers a maximum leverage of 1000, which is notably high compared to the regulator's highest leverage indication of 13. This leverage level may vary depending on the instrument and account type.
Yes — Soochow Securities International Brokerage Limited (and its affiliated entities) require KYC verification as part of the account-opening process.
Soochow Securities supports bank transfers and wire transfers primarily in Renminbi (RMB), with possible support for HKD and USD for international clients. Deposits and withdrawals typically process within 1 to 3 business days, and withdrawal requests require formal submission and may incur fees.
Soochow Securities offers a range of regulated financial instruments including forex, stocks, derivatives, securities, and futures. This variety allows clients to trade across multiple asset classes under one broker.
Soochow Securities is regulated by the Securities and Futures Commission (SFC) of Hong Kong, a tier 1 regulator. The broker holds licenses for dealing in securities and futures contracts, ensuring compliance with onshore regulations and strict fund segregation, though no mandatory client fund insurance is provided.
Licence AYA587 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
Soochow Securities holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SFC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
Soochow Securities has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
Still Need Help?

Can't find what you're looking for?

Our support team is here to help you get the answers you need.