The Financial Industry Regulatory Authority (FINRA) lists TASTYTRADE, INC. as an approved member firm under CRD number 277027, recorded alongside Securities and Exchange Commission broker-dealer file number 8-69649. Membership of FINRA and registration with the SEC both showed as Approved with effect from 10 March 2016, and the entry carried no ending, withdrawal or suspension wording.
FINRA issues no licences. It is a private self-regulatory organisation overseen by the SEC, and its BrokerCheck service publishes records held in the Central Registration Depository. The federal broker-dealer registration is the SEC's grant, while the FINRA row records membership of the self-regulatory body. BrokerCheck described the permitted business as a put and call broker or dealer or option writer, and as a non-exchange member arranging for transactions in listed securities by an exchange member.
A BrokerCheck entry is a registration record, not a statement about solvency or conduct. Membership runs until a firm withdraws or is removed, so an entry confirmed on one date is not evidence of membership still in force later. The record covers securities business only, because United States off-exchange retail foreign exchange falls to the Commodity Futures Trading Commission and the National Futures Association.
This check read a main office at 1330 West Fulton Street, Suite 600, Chicago, Illinois, a business telephone of 312-724-7075, registration with the SEC, one self-regulatory organisation and 53 states and territories, and three regulatory disclosure events, each resolved by censure and a fine. The register publishes no expiry or renewal date of any kind, and no website for the entity.
To confirm, search CRD 277027 or file number 8-69649 at brokercheck.finra.org and open the firm's detailed report. A withdrawal, an expulsion, a change of entity name or a new disclosure would change what that record shows.