Wikilix
Licence record

UBS: SFC licence BIN466

Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts

This is Wikilix's record of a licence issued by Securities and Futures Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

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Licence intelligence

RecordModified Sep 7, 2026

Licence Verification Record

Securities and Futures Commission BIN466

Recorded from the firm's own disclosure. Not yet checked against the register.

Holder
UBS Group AG
Issuing authority
Securities and Futures Commission
Jurisdiction
Hong Kong
Licence type
Dealing in futures contracts

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/ubs/licenses/securities-and-futures-commission/bin466Fields on file 2 / 11

Open UBSAll UBS licencesAbout SFC
Our check

What we checked

Nobody has adjudicated this licence yet. It is recorded here as claimed, not as confirmed.

Wikilix check
Not checked
Authority strength
Tier 1
Jurisdiction
Hong Kong
Last checked
Never

Nobody at Wikilix has looked this licence up on the official register yet. Everything above comes from the record as supplied; treat it as a claim until you have checked it yourself.

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
BIN466
Licence type (Wikilix classification)
Dealing in futures contracts
The authority

About SFC

Securities and Futures Commission is the authority that issued this licence, and the jurisdiction it applies in is Hong Kong.

Full name
Securities and Futures Commission
Jurisdiction
Hong Kong
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
1989
Oversight
A government or statutory body
Firms we track under it
189 firms
Regulates
forex, Stocks, Derivatives, Securities, Futures
Licences it issues
Type 3 Leveraged FX, Type 1 Dealing in Securities
Typical cost of a licence
HKD 500000+
Public register
Searchable by the public
Transparency
High
Protection

What this licence protects

SFC's own rules for the firms it authorises.

  • No compensation schemeNo mandatory insurance (but strict fund segregation)
  • Client money kept separate
  • Negative balance protection
  • Complaints routeSFC Complaints / FDRC
  • Maximum leverage1:13
This describes the authority's regime, not how UBS applies it.
The holder

Who holds this licence

The licence above is recorded against UBS. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
UBS Group AG
Based in
Switzerland
Wikilix score
59.0the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • UBS Group AGSwitzerland · Reg. 1184151 · May 21, 2005
  • UBS SECURITIES HONG KONG LIMITEDHong Kong · Reg. 0177404 · Oct 31, 1986
  • UBS SECURITIES ASIA LIMITEDHong Kong · Reg. 0120100 · Dec 23, 1982
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Last checked by Wikilix
Never — nobody has looked this entry up yet
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences UBS holds

One other licence is on record for UBS.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions
UBS offers customer support with live chat available during business hours. Support is provided in English, and users can access contact options through the UBS global contact page. No specific response time guarantee is mentioned.
UBS offers a maximum leverage of 1:1 according to the trading conditions provided. However, regulatory licenses in Hong Kong allow leverage up to 13:1 and in China up to 7:1, but the broker's current maximum leverage is limited to 1.
UBS supports several funding methods including bank transfers, debit and credit cards, cash deposits, and sweep programs. Processing times vary from instant for debit cards to several days for bank transfers. Withdrawal fees may apply, such as CHF 2 per withdrawal at UBS ATMs in Switzerland and a $25 fee for some savings account withdrawals.
Not specified in the provided context.
According to WIKILIX, UBS Group AG is regulated by the China Financial Futures Exchange (CFFEX) and the Securities and Futures Commission (SFC) in Hong Kong. These regulators are government-authorized and provide onshore regulation with client fund protections and complaint mechanisms. UBS holds licenses for dealing in futures contracts in both China and Hong Kong.
Licence BIN466 was issued by Securities and Futures Commission (SFC), the financial authority for Hong Kong.
UBS holds this SFC licence. A licence on record means the authority published an entry; it is not an endorsement.
Nobody at Wikilix has looked this entry up on the SFC register yet, so treat it as claimed rather than confirmed. That is a gap in our coverage, not a finding against the licence.
Wikilix rates SFC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
UBS has one other licence on record with Wikilix, across one jurisdiction. They are listed further down this page.
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