Licence number
AAW265
View licence record- Licence holder
- Held by Delta Asia Securities Limited
2 licences are on record for Delta Asia Securities Limited. One has been checked against an official register.
Back to Delta Asia Securities LimitedWikilix check
One licence found on an official register
Last checked Nov 7, 2026
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
Delta Asia Securities Limited has 2 licences on record with Wikilix, issued by one authority across one jurisdiction. 2 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. We located 1 of 2 on the issuing authority’s own register.
The registers print these licences under Delta Asia Financial Futures Limited. Searching a register for the trading brand alone may return nothing — use the name above.
Every licence on record for Delta Asia Securities Limited, strongest authority first.
Licence number
Licence number
The SFC register lists CE number ABZ414 as Delta Asia Financial Futures Limited, whose licensed activities all ended by 31 Jul 2026. The Securities and Futures Commission (SFC) of Hong Kong records it as a Licensed…
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SFC's own rules for the firms it authorises.
Answered from the register entries on this page.
Delta Asia Securities Limited's client agreement says client money it holds in Hong Kong is kept in a segregated trust or client account with an authorised financial institution (clause 9.1). Hong Kong's Investor Compensation Fund covers investors' losses from a licensed broker's default on products traded on Hong Kong's exchanges, but not on overseas markets or over-the-counter products. One of the broker's listed deposit accounts is at the group's own bank, Banco Delta Asia in Macau, and the agreement states that securities held for a client are at the client's sole risk, with no obligation on the broker to insure them (clause 30.2).
Delta Asia Securities Limited's client agreement makes statements binding unless the client objects in writing, by email or by fax within 48 hours (clause 27.1(C)), and lets the broker pay a group company's claim from the client's account without checking that the debt exists (clause 13.3). If the broker cannot reach a client on the latest contact details for more than seven days, the agreement treats that as a material breach (clause 19.2), which can lead to the client's holdings being sold. The broker may also end the agreement on one business day's written notice, change fees at any time without notice and decide alone whether a dispute goes to arbitration or to court (clauses 29.2, 10.2 and 32.2).
No. Delta Asia Securities Limited offers no spot forex pairs, CFDs or cryptocurrencies; its currency products are exchange-traded currency futures and options, such as CME currency futures and the Hong Kong Futures Exchange's US dollar/RMB futures. The SFC register shows that the company's Type 3 leveraged foreign exchange licence ran from 23 December 2011 to 21 September 2020, so it holds no forex licence today.
Delta Asia Securities Limited accepts applicants over 18 who hold a valid identity document and a Hong Kong bank account, with proof of that account. Accounts can be opened online, by post or at the Wan Chai head office or Mong Kok branch, and the broker says it confirms the account opening status within 7 working days. Its SP Trader platforms for futures and stock options are currently available to clients in Hong Kong only.
Delta Asia Securities Limited can be reached on its hotlines, +852 2533 0722 (Hong Kong) and +853 8796 9722 (Macau), by WhatsApp on +852 6218 8000, on WeChat (DELTASIACS), by email at cs@delta-asia.com or through the contact form on its website. Its head office is on the 5th floor of Luk Kwok Centre, 72 Gloucester Road, Wan Chai, Hong Kong, and it has a branch in Mong Kok. There is no live chat, and no support hours are published.
Delta Asia Securities Limited belongs to the Delta Asia Financial Group, which describes itself as wholly owned by a single family and dates its founding to 1935, when Banco Delta Asia was established in Macau. The broker's discretionary management agreement names Delta Asia Group (Holdings) Limited as its parent, and the group also runs banking and insurance businesses in Macau. The broker's site gives no founding year for Delta Asia Securities Limited itself.
eDDA deposits are credited instantly with a $0 transaction charge, according to the broker, once a direct debit authorisation is in place, which its form says takes 3 to 5 working days to set up. For bank transfer, FPS, PPS and bill payment, the client sends the deposit record to customer services, and notifications after 4:30pm on a trading day are handled the next working day. Cheques are credited once the broker has cleared them.
Clients request a withdrawal by calling the customer service hotline (+852 2533 0722 in Hong Kong or +853 8796 9722 in Macau) or emailing cs@delta-asia.com before 11am on a Monday to Friday trading day, and later requests are handled the next working day; the DAS Invest app also has a withdrawal function. The Traditional Chinese version of the broker's withdrawal page says requests made by 11am can be credited the same day, while the English version gives no payout time and the client agreement promises only a reasonable time to act on instructions (clause 6.13). The site does not say how withdrawals are paid out, and under clause 9.2 the broker may refuse a withdrawal while the client owes it money.
Delta Asia Securities Limited offers margin financing rather than a fixed leverage ratio: its Margin Securities Account lends up to 70% of the market value of marginable shares, set stock by stock in the broker's margin ratio list, and IPO financing reaches up to 90% depending on the shares. The financing charge on margin accounts is negotiable. Under the client agreement the broker may change margin requirements at any time without prior notice, and a margin call that names no deadline must be met within two hours, or sooner in some cases. A forced sale of Hong Kong shares is charged 1% of the trade value, with a minimum of HK$500.
Delta Asia Securities Limited charges brokerage as a percentage of trade value under its fee schedule effective July 2026: Hong Kong shares cost 0.20% online (minimum HK$50) or 0.25% by phone (minimum HK$100), and US shares 0.08% online (minimum USD 8) or 0.25% by phone (minimum USD 25). Eight other markets cost from 0.16% to 0.30% online, and stamp duty, exchange and regulatory levies and clearing fees are added on top. The broker publishes no commission rate for futures or stock options trades.
Delta Asia Securities Limited offers four account types: a Cash Securities Account, a Margin Securities Account, a Stock Options Account and a Futures Account. Each can be held as an individual, joint or company account and traded online or by telephone, and no account publishes its own minimum; opening any account takes at least HK$10,000. The February 2026 client agreement covers all of a client's accounts with Delta Asia Securities Limited, which added futures dealing to its own SFC licence on 4 December 2025, although the account-opening page still asks for cheques for futures and options accounts to be made payable to Delta Asia Financial Futures Limited.
Delta Asia's securities clients trade through the DAS Invest app for iOS and Android and the iTrader Elite online trading system, while futures and stock options run on SP Trader. SP Trader comes as the SP Trader X app and web trading for futures, and as SPTrader Pro HD apps, a desktop version and web trading for stock options; the broker says it is currently available to clients in Hong Kong only. MetaTrader, cTrader and TradingView are not offered.
Delta Asia Securities Limited offers stocks, derivative warrants, callable bull/bear contracts, ETFs, stock options, funds, bonds and structured products, plus exchange-traded futures and options. Its fee schedule prices share dealing in Hong Kong, the US and eight other markets in Europe and Asia-Pacific, and its futures page lists contracts on stock indices, agricultural products, metals, energy, currencies and interest rates. Spot forex pairs, CFDs and cryptocurrencies are not among its products.
Delta Asia Securities Limited takes deposits by eDDA direct debit, bank transfer, FPS, PPS, online banking bill payment and cheque, into HKD, RMB and USD accounts at Banco Delta Asia in Macau and at banks in Hong Kong. Money must come from an account in the client's own name, as third-party deposits are prohibited, and eDDA serves securities accounts only. For futures accounts, the futures deposit page lists bank transfer and FPS to Delta Asia Financial Futures Limited, whose SFC licence ended on 31 July 2026, so futures clients should confirm the payee with the broker first. Withdrawals are requested by hotline, email or the DAS Invest app, and the broker names no card, e-wallet or crypto method.
Delta Asia Securities Limited asks for at least HK$10,000 to open an account. Online applicants fund the account by a bank transfer of at least HK$10,000 from a bank account in their own name, and postal applicants send a cheque drawn on a Hong Kong bank for no less than HK$10,000. The broker publishes no separate minimum for its cash, margin, stock options and futures accounts.
Yes, Delta Asia Securities Limited is regulated: Hong Kong's Securities and Futures Commission (SFC) licenses it under CE number AAW265, and the SFC register showed that licence as active when WIKILIX checked it on 7 November 2026. The licence covers dealing in and advising on securities and futures contracts, and asset management, but not leveraged forex, for which the company's licence ended on 21 September 2020. The group's former futures company, Delta Asia Financial Futures Limited, has held no active SFC licence since its licence ABZ414 ended on 31 July 2026. Client money held in Hong Kong is kept in segregated trust accounts, but the client agreement also lets the broker refuse withdrawals while a client owes it money and pay group companies' claims from a client's account.