Delta Asia Securities Limited SFC licence ABZ414

The SFC register lists CE number ABZ414 as Delta Asia Financial Futures Limited, whose licensed activities all ended by 31 Jul 2026. The Securities and Futures Commission (SFC) of Hong Kong records it as a Licensed Corporation with no active licence as at this check. The holder is a Hong Kong company behind the Delta Asia Securities Limited brand, not the brand itself.

The SFC licenses corporations for regulated activities under the Securities and Futures Ordinance and prints an effective period for each one. This record lists Dealing in Futures Contracts and Advising on Futures Contracts, both from 01 Apr 2003 to 31 Jul 2026, and Asset Management, from 01 Apr 2003 to 21 Jan 2005. All three periods are closed.

A register entry records authorisation, not a firm's solvency or conduct. This one shows that Delta Asia Financial Futures Limited was licensed to deal in and advise on futures contracts until 31 Jul 2026; it does not show a licence in force at this check. That authorisation covered the company itself, not automatically every website or service using the Delta Asia Securities Limited name.

As at this check the record printed the Chinese name 滙業金融期貨有限公司, no previous name, Nil for business addresses, and no telephone, e-mail or website. It showed no public disciplinary action within the five years it covers and no licence record under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance. No expiry date is printed, and the page read Last update: 06 Nov 2026.

To confirm it, search the SFC Public Register of Licensed Persons and Registered Institutions for CE number ABZ414 with the status set to Active and inactive, as the default Active setting returns no match, then open the Licence record tab. The answer would change if a new open-ended period appeared on this record; a change of company name would show under its Previous name tab.