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Licence record

Market Securities: FINRA licence 283701

Wikilix check
Confirmed on the register
Issuing authority
The Financial Industry Regulatory Authority
Jurisdiction
United States
Licence type
Dealing in securities
Last checked
Oct 21, 2026

This is Wikilix's record of a licence issued by The Financial Industry Regulatory Authority. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Oct 21, 2026

Licence Verification Record

The Financial Industry Regulatory Authority 283701

Wikilix read the FINRA register on Oct 21, 2026. This is what it said.

Issuing authority
The Financial Industry Regulatory Authority
Name on the register
MARKET SECURITIES, LLC
Jurisdiction
United States
Licence type
Dealing in securities
Effective
Oct 17, 2016
Register status
Approved
Permissions
Broker or dealer retailing corporate equity securities over-the-counter · Broker or dealer selling corporate debt securities · U S. government securities dealer · U S. government securities broker · Put and call broker or dealer or option writer · Trading securities for own account · Private placements of securities · Other - 15A-6: CHAPERONING BROKER-DEALER PRIVATE PLACEMENT OF SECURITIES (AGENT ONLY) AND STRUCTURED PRODUCTS INCLUDING COLLATERALIZED LOAN OBLIGATIONS

Checked Oct 21, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/market-securities/licenses/the-financial-industry-regulatory-authority/283701Fields on file 11 / 11

Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
United States
Last checked
Oct 21, 2026
Register says
Approved

Finding

A US broker-dealer registration held by Market Securities, LLC, CRD 283701 and SEC number 8-69765, approved as a FINRA member firm and supervised from FINRA's New York district office. The BrokerCheck record carries zero disclosures, which means no customer complaints, arbitrations, terminations or regulatory actions on the securities side. The firm states it is a member of FINRA and SIPC. Client protection: Strong. FINRA and SEC supervision of a registered broker-dealer, with SIPC coverage for customer securities and cash within statutory limits. Effective: 17 Oct 2016.

Exhibit

Register screenshot, captured Oct 21, 2026

Verification note

Confirmed on the FINRA register as MARKET SECURITIES, LLC (FINRA membership as an SEC-registered securities broker-dealer). Hard key 4 (name form): the register prints the licensed entity as "MARKET SECURITIES, LLC", exactly matching the corporates[] entry "Market Securities, LLC" whose country of incorporation (United States) is this register's own jurisdiction. Corroborated by the record's Main Office Location "75 BROAD STREET 7TH FLOOR NEW YORK, NY 10004 USA", which matches our DB address for that same entity, and by the record's own Organization Affiliates section naming "MARKET SECURITIES LLP ... (REFERENCE NO. 519097)" and "KYTE BROKING LIMITED ... (REFERENCE NO. 174863)", the two FCA numbers we hold for this broker, plus indirect owner "MARKET SECURITIES GROUP LTD (HK)". The register records the licence as effective from 17 October 2016.

In detail
Updated

About this FINRA licence

What this authorisation is, what it establishes, and what it leaves open.

The Financial Industry Regulatory Authority (FINRA) does not issue licences; it admits firms to membership. As at this check its BrokerCheck register shows MARKET SECURITIES, LLC, CRD number 283701, as a current member broker-dealer in the United States, registered with the SEC under file number 8-69765. The membership is held by that company, one of the registered corporate entities behind the Market Securities brand, and not by the brand itself.

FINRA is a private self-regulatory organisation overseen by the SEC rather than a government agency. The federal broker-dealer registration, and the file number 8-69765, are granted by the SEC; FINRA membership is the separate self-regulatory layer sitting on top of it. BrokerCheck draws on the Central Registration Depository and carries both facts in one record, each with its own status column and effective date.

An entry of this kind records admission and current standing. It is not a statement about solvency, conduct or the quality of any service, and it covers the named entity rather than every website the group operates. Group entities incorporated outside the United States are not covered by this membership.

In this check the register printed the entity name, CRD 283701, SEC number 8-69765, an approval date of 17 October 2016 for both the SEC registration and the FINRA membership, a New York state registration effective 1 November 2016, zero disclosure events, and eight types of business spanning over-the-counter corporate equities, corporate debt, government securities, options, trading for own account and private placements. It printed no expiry date, because a membership runs until the firm withdraws or is removed.

A reader can confirm this at brokercheck.finra.org by searching CRD 283701, or by downloading the firm's detailed report there. A withdrawal, an expulsion or a change of entity name would change the answer.

Written from what the issuing authority's own register published when we last read it. It describes a record, not the firm's conduct, and it is not advice.
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
283701
Issued to
MARKET SECURITIES, LLC
Licence type (Wikilix classification)
Dealing in securities
Register status
Approved
Effective from
Expires
No expiry shown
Permissions
Broker or dealer retailing corporate equity securities over-the-counterBroker or dealer selling corporate debt securitiesU S. government securities dealerU S. government securities brokerPut and call broker or dealer or option writerTrading securities for own accountPrivate placements of securitiesOther - 15A-6: CHAPERONING BROKER-DEALER PRIVATE PLACEMENT OF SECURITIES (AGENT ONLY) AND STRUCTURED PRODUCTS INCLUDING COLLATERALIZED LOAN OBLIGATIONS
Registered address
75 BROAD STREET 7TH FLOOR NEW YORK, NY 10004 USA · 9736 RENNES LN DELRAY BEACH, FL 33446 USA
Telephone
1-636-675-3746
The authority

About FINRA

The Financial Industry Regulatory Authority is the authority that issued this licence, and the jurisdiction it applies in is United States.

Full name
The Financial Industry Regulatory Authority
Jurisdiction
United States
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Established
2007
Oversight
A government or statutory body
Firms we track under it
0 firms
Licences it issues
Broker‑Dealer (SRO) Membership
Typical cost of a licence
USD 150000+
Public register
No public register published
Transparency
High
Protection

What this licence protects

FINRA's own rules for the firms it authorises.

  • Compensation schemeUp to USD 500000 (SIPC)
  • Complaints routeFINRA Arbitration
  • Maximum leverage1:50
This describes the authority's regime, not how Market Securities applies it.
The holder

Who holds this licence

The licence above is recorded against Market Securities. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
Market Securities
Named on the register
MARKET SECURITIES, LLC
Based in
United Kingdom
Operating
15-20 years
Wikilix score
88.8the firm’s overall score, not a rating of this licence

Recorded companies

The name this register printed matches Market Securities, LLC below.

  • Market Securities LLPUnited Kingdom · Limited liability partnership · Reg. OC325844 · Feb 10, 2007
  • Kyte Broking LimitedUnited Kingdom · Private limited company · Reg. 02781314 · Jan 20, 1993
  • Market Securities Group LimitedHong Kong · Reg. 69549388 · Jun 25, 2018
  • Market Securities (Dubai) LimitedUnited Arab Emirates · Reg. 1474 · Oct 22, 2013
  • Market Securities France SAFrance · Reg. 844845750 · Dec 24, 2018
  • Market Securities, LLCMatches the registerUnited States · Reg. 5983390 · Mar 8, 2016
  • Market Securities (Hong Kong) LimitedHong Kong · Reg. 71082396 · Aug 19, 2019
  • Market Securities (Monaco) S.A.M.Monaco · Reg. 23S09586 · Sep 15, 2023
  • Market Securities SàrlSwitzerland · Limited liability company (Sàrl) · Reg. CHE-115.680.361
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences Market Securities holds

5 other licences are on record for Market Securities.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions

The firm publishes no pricing at all: there is no spread, commission or fee schedule anywhere on its site, and no financing or account charges are listed. That is consistent with an institutional execution business, where terms are agreed directly with each counterparty rather than published. Anyone quoting a Market Securities spread or commission figure is not taking it from the firm.

No protection arrangement covers a retail client here, because the firm holds no retail accounts. The FCA register entry for its UK principal firm, Kyte Broking Limited, states that the firm cannot hold and cannot control client money, and its permissions are limited to eligible counterparty and professional customers. Only the group's US arm makes a protection claim: Market Securities, LLC states that it is a member of SIPC and that client accounts are carried by its clearing firm on a fully disclosed basis. The firm publishes no client money or segregation statement for its UK, French or Dubai entities, although the DFSA register shows the Dubai company holds an endorsement for holding or controlling client assets. A complaint to the Financial Ombudsman Service or a claim on the Financial Services Compensation Scheme is open only to a client who meets those schemes' own eligibility rules.

It means the company operating the website is not authorised by the FCA in its own right. An appointed representative may carry on regulated business only under the responsibility of an authorised principal firm, and the firm names Kyte Broking Limited as that principal, so the principal rather than the appointed representative answers to the regulator for the business conducted under the arrangement. Kyte Broking Limited's own authorisation is confirmed on the FCA register under firm reference 174863. The FCA register also lists Market Securities LLP under reference 519097 with the status Appointed representative since 3 March 2010, giving market-securities.com as its website and OC325844 as its company number.

Its headquarters is at 55 Baker Street, London W1U 8EW, which is also the registered office recorded at Companies House for both Market Securities LLP and Kyte Broking Limited. It publishes further offices in New York, Paris, Geneva, Dubai, Hong Kong, Monaco and Madrid, each with a street address, and the group's registered companies in those jurisdictions are all active on official registers.

Market Securities dates itself to 2008: its own history page says the firm was established that year, when Kyte Equity Derivatives became Market Securities LLP. UK Companies House records the partnership as incorporated on 10 February 2007 under the name Kyte Equity Derivatives LLP, which it kept until 23 March 2009, and shows it as active. Its principal firm, Kyte Broking Limited, has been registered since 20 January 1993, and the firm's history traces the Kyte business back to 1985 on the LIFFE floor.

Through the business enquiry form and address on , or by telephoning an office directly: +44 (0)203 925 8300 in London, +1 917 924 9811 in New York, +33 1 70 99 52 00 in Paris, +971 4 374 1300 in Dubai and +41 21 787 2924 in Geneva. The general enquiry address is Business_development@market-securities.com. There is no live chat and no published support hours.

The firm names no accepted or restricted countries anywhere on its site. Its disclaimer says only that the website is not intended for use by anyone in a jurisdiction where that would be contrary to local law or regulatory requirements, which names no country. Because there is no onboarding form, there is also no country selector to indicate which jurisdictions it will take on.

The question does not arise in the retail sense, because the firm publishes no deposit or withdrawal channel and holds no retail client accounts. In the United States, group company Market Securities, LLC states that client accounts are carried by its clearing firm, RBC Clearing and Custody, on a fully disclosed basis rather than by Market Securities itself.

The firm publishes no leverage figure, and no retail leverage applies because it offers no retail accounts. Its disclaimer does warn generally that investments in securities and financial instruments, including futures, options and contracts for difference, can lose value and may create additional liabilities.

Its published capabilities span equities, including cash equities, derivatives, convertibles and risk arbitrage; rates, with futures and options focused on short term rates, interest rate swaps and repo; credit, covering distressed and investment grade with emerging market and corporate bond repo; foreign exchange from vanilla to exotics; commodities across exchange traded and OTC oil, softs, metals and minerals, plus digital asset derivatives; and structured products. These are institutional execution services, not a retail instrument list.

None is published. The site names no MetaTrader, cTrader or proprietary platform, and offers no download or web terminal. Execution is described as a service delivered by trading teams to institutional counterparties rather than through a self-service platform.

The firm publishes none, because it does not take retail deposits. There is no client account, no funding page and no deposit channel of any kind on the site. Any figure quoted elsewhere as a Market Securities minimum deposit does not come from the firm.

Only as a professional or institutional client. Market Securities offers no retail account and no public online sign-up: the site has no registration or account-opening page, and its only form is a business enquiry form on . Its UK terms of business say Kyte Broking Limited treats each client as a Professional Client or an Eligible Counterparty and cannot provide its brokerage services to anyone who asks to be treated as a Retail Client, and the Dubai disclosure limits Market Securities (Dubai) Limited to Professional Clients and Market Counterparties.

Onboarding runs through the firm's account onboarding team. To use the Kyte Broking trading venue, a client completes an Express Consent Request and the OTF Membership Agreement, is given a client classification, and reviews the terms of business and order execution policy; the venue rulebook says the application pack is available on request from tradingagreements@kytebroking.com, and the venue pages give Global-Onboarding@market-securities.com for queries. The Dubai disclosure adds that the firm must identify and verify each person or company that opens an account, asking for a name, an address and an identification number, and may not open the account until that is done.

The website is operated by Market Securities LLP, a UK limited liability partnership registered under number OC325844 at 55 Baker Street, London W1U 8EW. The Global LEI record places it and the group's UK principal firm, Kyte Broking Limited, under a common parent, Market Securities Group Limited, a Hong Kong company formed in 2018.

Nothing we found points that way, and our published scam check reads appears legitimate. The firm's regulatory claims hold up on the regulators' own registers: the FCA lists Kyte Broking Limited (174863) as authorised and Market Securities LLP (519097) as its appointed representative, the DFSA lists Market Securities (Dubai) Limited (F002425), the ACPR lists Market Securities (France) SA (CIB 13483), FINRA lists Market Securities, LLC (CRD 283701), and the NFA lists the Dubai company (NFA ID 0499649) as an introducing broker. Companies House has recorded the operating partnership since 10 February 2007 and its principal, Kyte Broking Limited, since 20 January 1993. It is not a retail broker: the UK and Dubai permissions reach professional clients and eligible or market counterparties only, and the firm offers no retail account, so a private individual offered a personal trading account under this name should confirm it with the firm directly.

Yes, through companies in its group rather than through the partnership that runs the website. The Financial Conduct Authority's register lists Kyte Broking Limited under firm reference 174863 as authorised since 1 December 2001, and lists Market Securities LLP, the operator of market-securities.com, under reference 519097 as an appointed representative since 3 March 2010; the firm's disclaimer names Kyte Broking Limited as its principal. The UK permissions reach eligible counterparty and professional customers only, and the firm cannot hold or control client money. Outside the UK, the Dubai Financial Services Authority lists Market Securities (Dubai) Limited under F002425, licensed since 9 January 2014, with no endorsement for retail clients; the ACPR lists Market Securities (France) SA under CIB 13483 since 23 August 2019; FINRA lists Market Securities, LLC as a member broker-dealer under CRD 283701; and the NFA lists the Dubai company as an introducing broker under NFA ID 0499649.

Licence 283701 was issued by The Financial Industry Regulatory Authority (FINRA), the financial authority for United States.
Market Securities holds this FINRA licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the FINRA register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
The FINRA register prints it under MARKET SECURITIES, LLC, not Market Securities. Licences are often held by a subsidiary rather than the trading brand, which is why searching a register for the brand alone can return nothing.
Wikilix rates FINRA tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the FINRA register. Search it for 283701, and for the name MARKET SECURITIES, LLC rather than the trading brand.
Market Securities has 5 other licences on record with Wikilix, across 4 jurisdictions. They are listed further down this page.
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