Securities and Commodities Authority

Country

United Arab Emirates

Jurisdiction

Self-Regulated Authority

Established in

N/A

Overall Rating

Licensed Brokers

N/A

Transparency Index

N/A

Global Tier

About Securities and Commodities Authority

Comprehensive regulatory overview

* This content is automatically generated based on available regulatory data

Securities and Commodities Authority is a N/A financial regulator established in and headquartered in United Arab Emirates.

The regulator operates from United Arab Emirates and currently oversees 0 active licenses across 0 different license categories, maintaining a n/a level of transparency.

The regulator follows a self-regulated regulatory approach with standard enforcement standards, primarily serving clients in United Arab Emirates.

Client protection includes fund insurance and Standard Protection compensation scheme. Segregated accounts are recommended.

Generated ContentContact regulator for official information

Contact Information

No contact information available

Key Performance Indicators

Total Rating

Total cumulative score across all categories

Average Rating

Average score across all performance metrics

Years Active

N/A

Years of regulatory operation

Active Licenses

Currently active licenses

Regulated Instruments

Types of financial instruments

Geographical Coverage

Countries under jurisdiction

Client Protection Details

Client Fund Insurance

Insurance coverage protecting client deposits and funds

✗

Status:Contact regulator for specific details

Segregated Accounts

Requirement for client funds to be held separately from company funds

✗

Status:Not Supported

Negative Balance Protection

Protection against negative account balances in trading

✗

Status:Not Supported

Investment Professional Support

Access to qualified investment professionals and advisory services

✗

Status:Not Available

Operational Metrics

compliance

Transparency Level

N/A

market

Market Position

N/A

regulatory

Regulatory Approach

Self-regulated

Coverage

Prohibited Countries

Not specified

Compliance Status

IOSCO Membership

Member of International Organization of Securities Commissions

✗ Not Available

FATF Membership

Financial Action Task Force compliance

✗ Not Available

Fund Insurance

Client fund protection schemes available

✗ Not Available

Segregated Accounts

Mandatory client account segregation

✗ Not Available

Regulatory Performance Scores

Detailed assessment of regulatory capabilities and effectiveness

Below Average

0SCORE

Overall Rating

Excellent

Excellence Rate

Highest Score

Above Average

Regulatory Support Features

Negative Balance Protection

Not Supported

Investment Professional

Not Supported

Segregated Accounts

Not Supported

Core Performance Metrics

Detailed breakdown of the 6 key regulatory performance indicators

License Value

Value and prestige of licenses issued by this regulator

out of 100

Needs Improvement

Regulatory

Effectiveness of regulatory framework and enforcement

out of 100

Needs Improvement

Institutional

Institutional strength and organizational capability

out of 100

Needs Improvement

Risk Management

Risk assessment and management protocols

out of 100

Needs Improvement

Investment Protection

Investor protection measures and safeguards

out of 100

Needs Improvement

Client Fund Insurance Rating

Client fund protection and insurance coverage

out of 100

Needs Improvement

Performance Summary

This regulator shows below average performance with an overall score of 0.

Strongest performance in License Value

Overall

Securities and Commodities Authority

Performance Metrics

About Securities and Commodities Authority

Contact Information

Key Performance Indicators

Client Protection Details

Client Fund Insurance

Segregated Accounts

Negative Balance Protection

Investment Professional Support

Operational Metrics

Compliance Status

Regulatory Performance Scores

Regulatory Support Features

Core Performance Metrics

License Value

Regulatory

Institutional

Risk Management

Investment Protection

Client Fund Insurance Rating

Performance Summary

Licensed Brokers

No brokers found