Wikilix
Licence record

StoneX: CFTC licence 0449652

Issuing authority
Commodity Futures Trading Commission
Last checked
Oct 7, 2026

This is Wikilix's record of a licence issued by Commodity Futures Trading Commission. It sets out what the register says, what we checked, and what the authority's own rules protect.

WIKILIX

Licence intelligence

RecordModified Oct 7, 2026

Licence Verification Record

Commodity Futures Trading Commission 0449652

Wikilix read the CFTC register on Oct 7, 2026. This is what it said.

Issuing authority
Commodity Futures Trading Commission
Effective
Aug 15, 2023
Register status
CFTC Registered Swap Dealer

Checked Oct 7, 2026

A licence record describes what an authority published. It is not an endorsement, and Wikilix does not issue authorisations.

wikilix.com/brokers/stonex/licenses/commodity-futures-trading-commission/0449652Fields on file 8 / 11

Our check
Checked

What we checked

We found this licence on the issuing authority's own register.

Wikilix check
Confirmed on the register
Authority strength
Tier 1
Jurisdiction
Not recorded
Last checked
Oct 7, 2026
Register says
CFTC Registered Swap Dealer

Finding

Federal CFTC registration covering StoneX Financial Inc. as a Futures Commission Merchant and Commodity Trading Advisor, and StoneX Markets LLC as a Swap Dealer (fully registered 15 August 2023, provisionally registered from 31 December 2012). The swap dealer business is available only to Eligible Contract Participants, meaning institutions rather than retail clients. Client protection: Strong for futures clients through segregated funds rules. The swap dealer arm carries no retail protection because it does not take retail clients. Note that this entity has been penalised by the CFTC and the NFA, as described in the report.. Effective: 15 Aug 2023.

Exhibit

Register screenshot, captured Oct 7, 2026
The register

What the authority publishes

Printed as the register prints it. A field that is missing here is one nobody has recorded, not one the register leaves blank.

Licence number
0449652
Register status
CFTC Registered Swap Dealer
Effective from
Expires
No expiry shown
The authority

About CFTC

Commodity Futures Trading Commission is the authority that issued this licence. No jurisdiction is recorded for it.

Full name
Commodity Futures Trading Commission
Strength
Tier 1The strictest regimes: high capital requirements, segregated client money and a compensation scheme.
Firms we track under it
0 firms
The holder

Who holds this licence

The licence above is recorded against StoneX. A licence is issued to a legal company, so the companies below are what you would search a corporate register for.

Broker
StoneX Group Inc.
Based in
United States
Operating
Above 20 years
Wikilix score
67.2the firm’s overall score, not a rating of this licence

Recorded companies

None of these matches the name the register printed, so we do not say which one holds this licence.

  • StoneX Group Inc.United States
  • StoneX Financial Inc.United States · Reg. P98000048286 · Sep 18, 2018
  • StoneX Securities Inc.United States
  • StoneX Advisors Inc.United States
  • StoneX Markets, LLCUnited States
  • FCC Futures, Inc.United States
  • StoneX Payment Services Ltd.United States · Reg. UBI 603 514 004
  • StoneX Financial (Canada) Inc.Canada
  • StoneX Financial LtdUnited Kingdom · Reg. 05616586 · Mar 24, 2006
  • StoneX Europe LtdCyprus · Reg. HE409708
  • StoneX Financial GmbHGermany · Reg. HRB 101212
  • StoneX Financial Europe GmbHGermany · Reg. HRB 80844
  • R.J. O’Brien France S.A.SFrance
  • StoneX Financial Nigeria Ltd.Nigeria · Reg. RC 1157178
  • StoneX Commodities FZCOUnited Arab Emirates · Reg. DMCC 30630
  • StoneX Financial (DIFC) LimitedUnited Arab Emirates · Reg. 2546
  • StoneX Digital LtdIreland
  • StoneX Digital International Limited
  • StoneX Financial Pte. Ltd.Singapore · Reg. 201130598R · Oct 11, 2011
  • StoneX APAC Pte. Ltd.Singapore · Reg. 200616676W
  • StoneX Financial (HK) LimitedHong Kong
  • StoneX Financial Pty LtdAustralia · Reg. 141 774 727
  • StoneX Securities Co., Ltd.Japan · Reg. 010401047199
  • StoneX DTVM Ltda.Brazil
  • StoneX Banco de Cambio S.A.Brazil
  • StoneX Investimentos Ltda.Brazil
  • Stonex Consultoria em Futuros e Commodities Ltda.Brazil
  • StoneX Colombia S.A. SEDPEColombia
  • StoneX Securities S.A.
  • StoneX Asset Management S.A.
Provenance

Where this record came from

Every date below has already happened. We do not publish a promised next-update date, because we do not schedule per-licence re-checks.

Official source
The issuing authority’s registerPublished by the authority, not by Wikilix.
Last checked by Wikilix
Record last edited
When this entry was last changed in our database, which may be a correction rather than a change at the register.
Evidence held
A screenshot of the register entry is on file.
Wikilix records what an authority published. It does not issue or endorse authorisations.
Also on record

Other licences StoneX holds

10 other licences are on record for StoneX.

Frequently Asked Questions

Questions about this licence

Answered from this register entry and the authority’s own record.

Most Popular Questions

Which protection applies depends on the StoneX company your account is with. A client of StoneX Financial Ltd in the United Kingdom can take a complaint to the Financial Ombudsman Service and may be covered by the Financial Services Compensation Scheme for eligible claims, clients of StoneX Europe Ltd in Cyprus fall under the Cyprus Investor Compensation Fund up to 20,000 euro, and United States clients of StoneX Financial Inc. have SIPC cover for eligible securities claims and NFA arbitration for futures disputes. Start with the firm's own complaints process, then the scheme named for your entity. Worth reading first: the FINRA record for StoneX Financial Inc. carries 76 regulatory event disclosures.

StoneX does not publish a restricted countries page, so the only list it states itself is the country selector on its own account opening form, which offers 230 jurisdictions. Cuba, Iran, North Korea, Russia, Syria and Micronesia are absent from that selector, which points to a block without StoneX naming one. Acceptance there means StoneX will take an account enquiry from that jurisdiction, not that every product is available in it, and the company you would contract with depends on where you are.

Nothing on this profile supports that description. StoneX Group Inc. is listed on NASDAQ under SNEX, and its United Kingdom company StoneX Financial Ltd is authorised by the Financial Conduct Authority under firm reference 446717, confirmed on the FCA's own register. What does exist is brand abuse: the FCA register entry for that company names cloned firms published against it, so sites and people trading on the StoneX name are not always the group. Confirm the entity and the website before sending money or sharing documents.

By telephone or email: the New York switchboard is +1 212 485 3500, general enquiries go to contact@stonex.com and account questions to accountquestions@stonex.com. Regional numbers are published for offices including London, Frankfurt, Nicosia, Sydney, Singapore, Hong Kong, Tokyo, Toronto and Krakow, and recorded support languages are English, Spanish, Portuguese and Japanese. No live chat is recorded for this profile.

StoneX is the brand of StoneX Group Inc., a United States company listed on NASDAQ under the ticker SNEX, which dates itself to 1924. The parent does not take client trading accounts itself: around thirty operating companies sit beneath it, and the one authorised in the United Kingdom is StoneX Financial Ltd, company number 05616586. Which of those companies an account is with determines the rules and protections that apply to it.

Spread betting markets carry no commission, and neither do CFD markets other than shares. Share CFDs are charged at 0.08% on United Kingdom and European shares with a minimum of GBP 10 or EUR 10, 0.08% on Australian shares with a minimum of AUD 5, from 0.08% on Asian shares with a minimum of SGD 10, and 1.8 US cents per share on United States shares with a minimum of USD 10. The Professional account rebates turnover above GBP 25 million notional in a calendar month, from GBP 4 per million on foreign exchange and GBP 2 per million on indices. No average spread is published, so the spread cost of a trade cannot be compared in advance from published figures.

Card payouts are published at three to five business days. An online withdrawal runs from a minimum of GBP 100 to a maximum of GBP 20,000 per transaction, or the whole available balance where that is lower, and StoneX charges no withdrawal fee of its own, including on BACS transfers. A net deposit on a payment method has to be back to zero before excess funds can be withdrawn by a different route, and a small number of Visa and MasterCard credit cards cannot receive payouts, in which case funds go to a nominated bank account.

Two platforms are recorded: MetaTrader 4 and TradingView. MetaTrader 4 runs on the Standard MT4 account across indices, foreign exchange, metals and commodities, and supports Expert Advisors, the MetaTrader Market and FX Blue add-ons, with Windows, iOS and Android builds. TradingView is listed for CFD accounts across indices, shares, foreign exchange, metals and commodities, with its indicator library, screeners and Pine Script, on desktop, iOS and Android. Both are available from the StoneX download centre.

No minimum opening deposit is published for any StoneX account. The practical floor is set by how the account is funded: a card deposit has a minimum of GBP 100 or the equivalent in EUR or USD, while a bank transfer has no stated minimum. The spread betting, CFD, Professional and Standard MT4 accounts each record no deposit requirement of their own.

The platforms recorded for StoneX cover index, share, foreign exchange, metals and commodity markets. These are traded as CFDs, and on the United Kingdom site as spread bets. Share CFDs reach United Kingdom, European, United States, Australian and Asian markets and are priced by commission, while other CFD markets and spread betting markets carry none. No instrument counts are published for this profile.

Accounts are opened through StoneX's own application process, and the broker only accepts money that belongs to the account holder. Third-party payments and cash paid directly into its bank account are not accepted and are returned to source, deposits have to be in the base currency of the account they come from, and refunds go back only to the original funding source. Up to three payment cards can be registered on an account at a time. This profile records no detail of the identity documents requested at sign-up.

No maximum leverage is published. None of the four accounts recorded for StoneX, which are spread betting, CFD, Professional and Standard MT4, carries a stated leverage cap, and no overall figure is published for the broker either. Treat any single headline leverage number for StoneX as unverified.

StoneX takes debit cards, credit cards and bank transfers, and charges nothing of its own to deposit or to withdraw. No electronic wallet or local payment option is recorded. The card minimum is GBP 100 or the equivalent in EUR or USD, a bank transfer has no stated minimum, and money has to come from the account holder: third-party payments and cash paid into the bank account are rejected and returned to source.

Yes, through its operating companies rather than through the listed parent. The authorisations confirmed on the regulators' own registers for this profile are StoneX Financial Ltd in the United Kingdom under Financial Conduct Authority firm reference 446717, StoneX Financial (HK) Limited in Hong Kong under Securities and Futures Commission number BCQ152, StoneX Financial Inc. in the United States as a FINRA member broker dealer under CRD 45993 and an NFA member under 0476094, and StoneX Europe Ltd in Cyprus under CySEC licence 400/21. Permissions in Singapore, Australia, Japan, Canada and the Dubai International Financial Centre are documented in the group's own disclosures but were not confirmed on those registers. Regulation is not the same as safety: each authorisation belongs to one company, so what protects you depends on which StoneX entity holds your account.

Licence 0449652 was issued by Commodity Futures Trading Commission (CFTC), the financial authority for .
StoneX holds this CFTC licence. A licence on record means the authority published an entry; it is not an endorsement.
We located this entry on the CFTC register. Note that confirming a register ENTRY is not the same as confirming a live licence — the register’s own wording on this page is what states its current standing.
Wikilix rates CFTC tier 1 — the strictest band, with high capital requirements, segregated client money and a compensation scheme.
This page links straight to the CFTC register. Search it for 0449652, and for the name StoneX rather than the trading brand.
StoneX has 10 other licences on record with Wikilix, across 9 jurisdictions. They are listed further down this page.
Still Need Help?

Can't find what you're looking for?

Our support team is here to help you get the answers you need.