SECUnited StatesTier 1Licence number
000-23554
View licence record- Licence holder
- Held by StoneX
- Licence type and regime
- Dealing in securities
Not checkedUpdated
At a glance
Regulation on record for StoneX
Counts of what is on record, not a rating. Each figure describes the register entries Wikilix holds and the checks it has run against them.
- Licences on record
- 3
- Issuing authorities
- 3
- From tier-1 or tier-2 authorities
- 3
- Found on an official register
- 0
StoneX has 3 licences on record with Wikilix, issued by 3 authorities across 3 jurisdictions. 3 of them were issued by tier-1 or tier-2 authorities — the regimes with the strictest capital, reporting and client-money rules. None has yet been located on an issuing authority’s own register, so every entry here should be read as claimed rather than confirmed.
Jurisdictions
Licence record
Licences on record
Every licence on record for StoneX, strongest authority first.
3 records
- SECUnited StatesTier 1
SFCHong KongTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by StoneX
- Licence type and regime
- Dealing in futures contracts
Not checkedUpdated
FCAUnited KingdomTier 1Licence number
No number recorded
View licence record- Licence holder
- Held by StoneX
- Licence type and regime
- Market Making(MM)
Not checkedUpdated
Protection
What this licence protects
SEC's own rules for the firms it authorises.
- Compensation schemeSIPC insures up to $500,000 per customer (including $250,000 cash)
- Complaints routeSEC Tips/Complaints/Referral
- Maximum leverage1:50
Frequently Asked Questions
Questions about the licences held by StoneX
Answered from the register entries on this page.
Most Popular Questions
StoneX offers a range of regulated financial instruments including forex, bonds, stocks, funds, options, derivatives, commodities, loans, and retail investments. The broker also supports trading in futures contracts under Hong Kong regulation. Binary options trading is subject to specific limits.
Yes, StoneX requires standard KYC and AML compliance for account opening and deposits. This includes identity verification and other regulatory checks to ensure compliance with financial regulations. KYC is mandatory to protect clients and maintain regulatory standards.
According to WIKILIX data on StoneX, the maximum leverage available is 1000. However, regulatory limits apply depending on the jurisdiction, such as a maximum leverage of 30 under FCA regulation and 13 under SFC regulation. Leverage levels may vary by instrument and account type.
StoneX supports deposits via bank transfers, credit/debit cards, e-wallets, and local payment methods. Bank transfers typically take 1-3 business days with no deposit fees but a $50 withdrawal fee for international wires. Card deposits are instant with no fees from StoneX, but withdrawals are usually done by bank transfer. E-wallet withdrawal support depends on the provider.
StoneX Group Inc. is regulated by the Financial Conduct Authority (FCA) in the United Kingdom and the Securities and Futures Commission (SFC) in Hong Kong. These regulators are tier 1 and provide high transparency and client fund protection, including insurance up to £85,000 under FSCS in the UK. StoneX operates under strict compliance and offers segregated client accounts.
StoneX has 3 licence records with Wikilix, issued by 3 authorities across 3 jurisdictions. A licence on record means an authority published an entry; it is not an endorsement, and Wikilix does not issue authorisations.
StoneX holds licence records issued by SEC, SFC, FCA. Each authority’s own record — its tier, jurisdiction and client-protection rules — is linked from this page.
3 of the licence records held by StoneX come from tier-1 or tier-2 authorities (3 tier-1, 0 tier-2). Those regimes set the strictest capital, reporting and client-money requirements.
Not yet. None of the 3 licence records held by StoneX has been located on an issuing authority’s register, so each should be read as claimed rather than confirmed. Every record links to the official register so you can check it yourself.
StoneX has licence records in United States, Hong Kong, United Kingdom. A licence applies in the jurisdiction that issued it; it does not by itself cover clients elsewhere.