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Global Execution Brokers, LP has agreed to a $75,000 fine and a censure to settle allegations brought by Cboe Exchange, Inc. The firm was cited for failing to maintain adequate financial risk management controls and supervisory procedures for its market access business.
ASIC has disqualified Ashod Ohan Balanian from managing corporations for five years over his conduct in relation to three failed companies connected to a cryptocurrency fund. The regulator found he engaged in serious misconduct, including failures to meet key director obligations and regulatory requirements, putting investors at risk.
Ameriprise Financial Services, LLC has agreed to a $450,000 fine and censure from FINRA over supervisory failures related to certain variable annuity exchanges. The firm was also ordered to pay $993,950.47 in restitution for violations of FINRA supervisory and variable annuity rules.
Crypto exchanges have become the most active hirers in Cyprus’ online trading sector, overtaking CFD brokers and prop firms, according to FYI’s Q2/2026 hiring report. Acquisitions of Cyprus-based brokers for their regulatory licences are driving this shift.
